Musile Tanzi, Paola; Gabbi, Giampaolo; Previati, Daniele; … - In: Journal of Financial Transformation 30 (2010), pp. 49-56
The risk of compliance comes from the failure to comply with laws, regulations, rules, self-regulatory standards, and … codes of conduct. This article focuses on the evolving scenario of the compliance function within banks, investment and … compliance function in the organizational structure start “at the top”? (ii) Are roles attributed to the compliance function …