Sorkin, John E.; Bomba, Abigail Pickering; Epstein, Steven - In: Journal of Investment Compliance 16 (2015) 1, pp. 63-65
Purpose – To provide an overview of the guidance for proxy firms and investment advisers included in the Staff Legal Bulletin released this year by the Securities and Exchange Commission (SEC) after its four-year comprehensive review of the proxy system. Design/methodology/approach –...