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Global financial system reform : the Dodd-Frank Act and the G20 agenda
Nolle, Daniel E. - In: Journal of financial economic policy 4 (2012) 2, pp. 160-197
Persistent link: https://www.econbiz.de/10009559714
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Georgia; Report on Observance of Standards and Codes—FATF Recommendations for Anti-Money Laundering and Combating the Financing of Terrorism
International Monetary Fund (IMF); International … - 2013
This report is on the observance of standards and codes for the FATF 40 recommendations for antimoney laundering (AML) and special recommendations on combating the financing of terrorism. The government of Georgia indicated that the recommendations of the report have already been put into an...
Persistent link: https://www.econbiz.de/10011244900
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Global financial system reform: the Dodd-Frank Act and the G20 agenda
Nolle, Daniel E. - In: Journal of Financial Economic Policy 4 (2012) June, pp. 160-197
Purpose – The Dodd-Frank Act of 2010 is the keystone policy response directed at reforming US financial system activities and oversight in the wake of the 2007-2009 financial crisis. The USA also has financial system reform policy commitments in the international arena, including in particular...
Persistent link: https://www.econbiz.de/10010814932
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Georgia; Detailed Assessment Report on Anti-Money Laundering and Combating the Financing of Terrorism
International Monetary Fund (IMF); International … - 2013
The Georgian antimoney laundering (AML) and combating the financing of terrorism (CFT) regime has significantly improved since 2007. However, technical deficiencies, poor implementation, and limited resources undermine the effectiveness of the financial intelligence unit (FIU) and AML/CFT...
Persistent link: https://www.econbiz.de/10011243824
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Global financial system reform: the Dodd‐Frank Act and the G20 agenda
Nolle, Daniel E. - In: Journal of Financial Economic Policy 4 (2012) 2, pp. 160-197
Purpose – The Dodd‐Frank Act of 2010 is the keystone policy response directed at reforming US financial system activities and oversight in the wake of the 2007‐2009 financial crisis. The USA also has financial system reform policy commitments in the international arena, including in...
Persistent link: https://www.econbiz.de/10014866863
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Challenges that Russian banks face implementing the AML regulations
Subbotina, Natalya - In: Journal of Money Laundering Control 12 (2009) 1, pp. 19-32
Purpose – The purpose of this paper is to analyze the anti‐money laundering (AML) legislation created by the Russian …/methodology/approach – Comparative analyses based on the data, collected from in‐depth study of the regulator's legislation for financial institutions … efficiency of the existing regime. How the AML legislation is applied in practice is the main focus of the analysis. Originality …
Persistent link: https://www.econbiz.de/10014886196
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Discussion on the role of epistemic community in Russian AML regime
Subbotina, Natalya - In: Journal of Money Laundering Control 12 (2009) 3, pp. 254-267
financial institutions to prevent ML in Russia. Originality/value – Studies of the peculiarities of the AML legislation …
Persistent link: https://www.econbiz.de/10014886212
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Environmental risk and management strategy
Coulson, Andrea B.; Dixon, Rob - In: International Journal of Bank Marketing 13 (1995) 2, pp. 22-29
The pressures to include specific environmental considerations within corporate strategy are increasing. While clear evidence exists of “green” issues entering the financial agenda, the full consequences have yet to filter through into an impact on strategy. Examines both the legislative...
Persistent link: https://www.econbiz.de/10014760214
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Anti‐money laundering regulations: Treasury Department enacts final rules implementing Section 312 of the PATRIOT Act relating to foreign correspondent accounts and private banking...
Gittleman, Charles S.; Sacks, Russell D. - In: Journal of Investment Compliance 6 (2005) 4, pp. 13-24
Purpose – To describe and to discuss the implications of the US Department of the Treasury's PATRIOT Act regulations requiring “covered financial institutions” (including broker‐dealers, banks, and mutual funds) to maintain risk‐based procedures to ensure that: correspondent accounts...
Persistent link: https://www.econbiz.de/10014893173
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Adviser recordkeeping requirements
McGuire, W. John - In: Journal of Investment Compliance 7 (2006) 1, pp. 43-54
Purpose – The purpose of this paper is to summarize record‐keeping requirements for Securities and Exchange Commission (SEC)‐registered advisers of private investment companies, especially hedge funds. Design/methodology/approach – Summarizes the important record‐keeping provisions of...
Persistent link: https://www.econbiz.de/10014893186