The expanded focus on compliance -- The mandate for compliance -- Compliance and ethics : challenges and approaches -- The foundations of compliance : leadership and culture -- Managing compliance : goals and structure -- Policies, communication & training -- Hotlines, whistleblowers, and...

In today’s era of increased regulation and renewed enforcement efforts, unethical behavior and misconduct are a focus of concern among not only governments and regulators, but also investors, firms, employees, customers, and the public. Accordingly, compliance programs have gained prominence...