Forbes, Jessica; Gnall, Gregory P.; Lombardo, Christine M. - In: Journal of Investment Compliance 11 (2010) 3, pp. 14-19
Purpose – This paper aims to explain the SEC's new Rule 201 and amended Rule 200(g), which are designed to improve the regulations that address harmful shortselling practices. Design/methodology/approach – The paper summarizes Rule 201, discusses the reasoning behind the “alternative...
