The research focuses on changes in the compliance function within major European banks and other financial intermediaries and on the effects of MiFID implementation. The research: a) focuses on multinational groups based in Europe and operating in investment services, such as banks, asset...

This research focuses on the advancement of the Compliance function within banks, investment and insurance companies and on the effect of applying Community regulations as called for by the MiFID Directive. Eighty four financial intermediaries: banks, investment companies and insurance companies...