Engvall, David H.; Hooper, Reid S.; Gumbs, Keir D.; … - In: Journal of Investment Compliance 16 (2015) 3, pp. 24-27
Purpose – To outline and summarize the new disclosure requirements under the Securities and Exchange Commission’s proposed pay-for-performance rule, as mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act. Design/methodology/approach – This article highlights the...