Showing 1 - 10 of 40,995
Persistent link: https://www.econbiz.de/10009696541
We analyze the impact of records of denied and withdrawn customer complaints on job separation in a dataset based on FINRA's Broker-Check database with more than 1 mio. financial advisers. Compared to misconduct that actually leads to a conviction of the adviser, denied and withdrawn complaints...
Persistent link: https://www.econbiz.de/10012253105
Persistent link: https://www.econbiz.de/10000776108
Persistent link: https://www.econbiz.de/10000668146
Persistent link: https://www.econbiz.de/10000052961
Persistent link: https://www.econbiz.de/10000011628
Persistent link: https://www.econbiz.de/10003755491
Persistent link: https://www.econbiz.de/10003848633
Persistent link: https://www.econbiz.de/10003460617
Persistent link: https://www.econbiz.de/10003545552