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The History of Hedge Fund Regulation in the United States
Kaal, Wulf A. - 2016
-held, privately-managed investment funds, unregistered and exempt from federal securities regulation. With increasing investor demand …
Persistent link: https://www.econbiz.de/10013001527
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The Extraterritorial Application of U.S. Financial Services Regulation
Laby, Arthur B. - 2017
extraterritorial regulation is appropriate. Although most articles about the Morrison decision focus attention on when the SEC can sue … non-U.S. firms for fraud, this Article addresses an understudied area of financial regulation, namely when the SEC can …
Persistent link: https://www.econbiz.de/10012951972
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Financial Regulation and the Courts : A Comparative Study of Judicial Approach in India, the United States of America, and the United Kingdom
2017
Financial regulation is a much debated topic for some time. The history of financial instruments started at a time when …. Financial derivatives are a sub species of financial instruments No internationally accepted principles for regulation of … judiciary regarding the regulation of financial instruments in general and financial derivatives in particular. The US, UK and …
Persistent link: https://www.econbiz.de/10012954603
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The U.S. Financial Regulation in the Trump Era : Discussion Over Macro-Prudence
Wakazono, Chiaki - 2019
Congress is changing, comparing the main legislations intended to revise the macroprudential regulation, which were primarily …
Persistent link: https://www.econbiz.de/10012895960
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U.S. Franchise Regulation as a Paradigm for the European Union
Emerson, Robert W.; Meiselles, Michala - 2021
The protection afforded to franchisees differs widely across the world. Nations with economically strong franchise sectors typically regulate the contract’s bargaining phase and post-formation. Responding to the European Parliament’s call for a review of regulations governing Europe’s...
Persistent link: https://www.econbiz.de/10013214733
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FinTech Regulation in the United States : Past, Present, and Future
Grennan, Jillian - 2022
This study reviews the regulatory issues developers and users of emerging financial technologies face as use cases expand. DeFi and DAOs, which build upon advances in AI and blockchain, reduce the cost of coordinating complex financial services. Yet the efficiency gains intertwine with potential...
Persistent link: https://www.econbiz.de/10013298620
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The political economy of finance and regulatory capture : evidence from the US Congress
Silano, Filippo - 2023
The 2007-08 Global Financial Crisis is a watershed phenomenon that reshaped global capitalism. Stemming from the argument that the Crisis was caused by deregulation, this article assesses to what extent the financial industry influenced the legislative process underlying these reforms. The...
Persistent link: https://www.econbiz.de/10014370438
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A trustee guide to factor investing
Koedijk, Kees; Slager, Alfred; Stork, Philip - In: The journal of portfolio management : a publication of … 42 (2016) 5, pp. 28-38
Persistent link: https://www.econbiz.de/10011686679
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Slow money in an age of fiduciary capitalism
Jayashankar, Priyanka; Ashta, Arvind; Rasmussen, Mark - In: Ecological economics : the transdisciplinary journal of … 116 (2015), pp. 322-329
Persistent link: https://www.econbiz.de/10011497266
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Regulatory Competition and Cross-Fertilization in the US Banking Markets : A Tiebout Extension and Empirical Evidence
Tirtiroglu, Dogan - 2020
We incorporate arguments from the Tiebout model into the regulatory competition equilibrium and study cross-fertilization in the productivity growth of banks between those in a state and others in this state's neighboring states. Empirically, we focus on two time periods: before (i.e.,...
Persistent link: https://www.econbiz.de/10012856571