Narrow search
Showing 1 - 10 of 327,530
Cover Image
The new stock market : law, economics, and policy
Fox, Merritt B.; Glosten, Lawrence R.; Rauterberg, … - 2019
Persistent link: https://www.econbiz.de/10011892871
Cover Image
Regulation of US equity markets
Schwartz, Robert A. (ed.); Colaninno, Antoinette (contributor) - 2001
Persistent link: https://www.econbiz.de/10001699098
Cover Image
Regulatory reform and trade settlement failures in USA equity markets : does regulatory reform matter?
Asmar, Muath; Trimbath, Susanne - In: Quantitative finance and economics 6 (2022) 4, pp. 537-552
Persistent link: https://www.econbiz.de/10013499536
Cover Image
Dark trading : shedding light on US and EU regulation of the securities markets' dark sector
Salger, Anna-Carina - 2020
Persistent link: https://www.econbiz.de/10012061864
Cover Image
What you need to know about the new securities financing transaction regulation
Tiller, Hagen; Roussos, Andreas - In: Journal of securities operations & custody 11 (2018/2019) 1, pp. 14-25
Persistent link: https://www.econbiz.de/10012028360
Cover Image
Securities regulators' overlapping priorities provide guidance for examination preparation
Nathan, Daniel A.; Marshall, Elizabeth - In: The journal of investment compliance 18 (2017) 1, pp. 15-18
Persistent link: https://www.econbiz.de/10011662048
Cover Image
SEC staff expands relief from broker-dealer registration under US Securities Exchange Act for intermediaries in private M&A transactions
Kahn, Henry; Welp, Robert; Parrino, Richard - In: The journal of investment compliance 15 (2014) 2, pp. 22-25
Persistent link: https://www.econbiz.de/10010396205
Cover Image
Making rules for global finance : transatlantic regulatory cooperation at the turn of the millennium
Posner, Elliot - In: International organization : IO 63 (2009) 4, pp. 665-699
Persistent link: https://www.econbiz.de/10003937009
Cover Image
Regulation of securities, markets, and transactions : a guide to the new environment
Collins, Patrick S. - 2011
"This book provides a description about the various government regulations of securities, securities markets, and securities transactions. The book defines, describes, and explains U.S. securities regulation. The book will be current as of the signing of the securities reform act (expected to be...
Persistent link: https://www.econbiz.de/10008860311
Cover Image
Catching up with technology : the impact of regulatory changes on ECNs/MTFs and the trading venue landscape in Europe
Gomber, Peter; Gsell, Markus - In: Competition and regulation in network industries : CRNI 1 (2006) 4, pp. 535-557
Persistent link: https://www.econbiz.de/10003418897