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Securities settlements as examples of crisis-driven regulation
Anand, Anita; Green, Andrew J. - In: International review of law and economics 55 (2018), pp. 41-57
Persistent link: https://www.econbiz.de/10012061347
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Intelligence-led response : turning theory into law enforcement practice in cyber security incidents
Kao, Da-Yu; Hsiao, Shou-Ching; Tso, Raylin - In: International journal of electronic business : IJEB 15 (2020) 4, pp. 325-350
Persistent link: https://www.econbiz.de/10012508920
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Cybersecurity enforcement actions : is the SEC bringing strict liability cases?
Rubin, Brian; Xu, Amy - In: The journal of investment compliance 17 (2016) 1, pp. 112-116
Persistent link: https://www.econbiz.de/10011523768
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Same rules, different enforcement : market abuse in Europe
Cumming, Douglas J.; Groh, Alexander; Johan, Sofia Atiqah - In: Journal of international financial markets, … 54 (2018), pp. 130-151
Persistent link: https://www.econbiz.de/10011984035
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Reforming private securities litigation in China : the stock market has already cast its vote
Xu, Wenming - In: International review of law and economics 45 (2016), pp. 23-32
Persistent link: https://www.econbiz.de/10011625278
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Public enforcement of securities market rules : resource-based evidence from the Securities and Exchange Commission
Lohse, Tim; Pascalau, Razvan; Thomann, Christian - In: Journal of economic behavior & organization : JEBO 106 (2014), pp. 197-212
Persistent link: https://www.econbiz.de/10010498809
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The challenges of detection and enforcement of insider trading
Adams, Brian J.; Perry, Tod; Mahoney, Colin - In: Journal of business ethics : JOBE 153 (2018) 2, pp. 375-388
Persistent link: https://www.econbiz.de/10011952099
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SEC Muni enforcement chief offers her views on Municipalities Continuing Disclosure Cooperation initiative (MCDC)
Goldberger, M. Norman; Grugan, John C.; Patterson, … - In: The journal of investment compliance 16 (2015) 2, pp. 33-34
Persistent link: https://www.econbiz.de/10011405523
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SEC’s authority to interpret the securities laws comes under fire in criminal enforcement
Boryshansky, Joseph; Asaro, Michael A.; Benjamin, James; … - In: The journal of investment compliance 16 (2015) 2, pp. 41-43
Persistent link: https://www.econbiz.de/10011405529
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Parties push to enforce statutory time limits on SEC enforcement actions
Neaderland, Benjamin; Cohen, Jared - In: The journal of investment compliance 16 (2015) 3, pp. 30-32
Persistent link: https://www.econbiz.de/10011446036