-based legislation - and the frequent principles-based regulation underpinned by such legislation - represents a stark departure from … regulation in Hong Kong - in the form of a Twin Peaks regulatory structure. A focus on the objectives of achieving financial …

The introduction of the Securities Financing Transactions Regulation into EU law provides a unique opportunity to … obtain an in-depth understanding of repo markets. Based on the transaction-level data reported under the regulation, this … reported under the regulation can support the policy work of central banks and supervisory authorities. We demonstrate that …

Academy of Comparative Law 2018 and gives an overview of the regulation of crowdfunding in Germany and the typical design of … the relevant rules in prudential banking regulation and capital market law. It highlights disclosure requirements that … flow from both contractual obligations of the initiators of campaigns vis-à-vis contributors and securities regulation …

efficient. Implications for welfare and regulation therefore depend highly on the nature of the shocks and the competitiveness …

Do politics matter for macroprudential policy? I show that changes to macroprudential regulation exhibit a predictable …

Internet. In general, securities regulation offers exemptions to prospectus and registration requirements. From an analysis of … the campaigns. Finally, we offer a "law and finance" analysis of recent reforms of securities regulation in different …

. -- Regulation ; Financial history ; Law and finance ; initial public offering ; investor protection …