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Too big to fail, too big to jail: restoring liability a lesson from HSBC case

Hardouin, Patrick - In: Journal of Financial Crime 24 (2017) 4, pp. 513-519

Purpose This paper aims to highlight the shift of impunity from institutions to individuals within the “too big to fail, too big to jail” paradigm and to restore individual liability in the financial industry. Design/methodology/approach The paper is based on the analysis of HSBC deferred...

Persistent link: https://www.econbiz.de/10014866554

A plea for adoption of ethical compliance

Burdon, Wendy Mason; Harvey, Jackie - In: Journal of Financial Crime 23 (2016) 1, pp. 187-200

Purpose – This paper aims to discuss the evolution of regulation and compliance in the past 20 years, to the current … state of affairs. Despite earlier calls for ethical compliance within financial institutions, there remains scope for …-crisis academic models of regulation and compliance are reviewed for evidence of use in practice. Some preliminary inductive research …

Persistent link: https://www.econbiz.de/10014866684

The broken tables of stone: a decalogue approach to corporate compliance practice

Habisch, André - In: Journal of Management Development 31 (2012) 9, pp. 912-924

Purpose – Corporate compliance practices are often “coercively” structured, coined by a legal discourse and derived … the basis for compliance arrangements. They form a necessary complementary element of functional compliance systems …. Practical implications – The covenantal logic of the Decalogue can orientate the formulation of corporate compliance programs …

Persistent link: https://www.econbiz.de/10014882891

Developing a solution for small businesses

Al Khaja, Mariam; Al Muhairi, Mouza; Al Yousuf, Mariam; … - In: Worldwide Hospitality and Tourism Themes 7 (2015) 1, pp. 63-77

Purpose – This paper aims to describe the process of developing, implementing and evaluating an innovative solution to enhance food safety and promote Hazard Analysis and Critical Control Point-based food safety management techniques in small independent restaurants. It is the fifth article in...

Persistent link: https://www.econbiz.de/10015038406

Corporate responsibility, governance and accountability: from self‐regulation to co‐regulation

Albareda, Laura - In: Corporate Governance: The international journal of … 8 (2008) 4, pp. 430-439

Purpose – The aim of this paper is to analyze the changing role of business in a globalized society, focusing on transnational corporations as private authorities which have gained power in global governance. The paper will aim to address the following issues: the development of CSR as a...

Persistent link: https://www.econbiz.de/10014695033

Measuring market integrity: a proposed Canadian approach

Fodor, Bryan - In: Journal of Financial Crime 15 (2008) 3, pp. 261-268

Purpose – The purpose of this paper is to provide a conceptual viewpoint of the appropriate theoretical framework for measuring the integrity of capital markets from a regulatory/law‐enforcement perspective. Design/methodology/approach – This paper discusses the metrics involved with the...

Persistent link: https://www.econbiz.de/10014865406

The metamorphosis of insider trading in the face of regulatory enforcement

Dorn, Nicholas - In: Journal of Financial Regulation and Compliance 19 (2011) 1, pp. 75-84

Purpose – The purpose of this paper is to explore the prospects for and some foreseeable consequences of more intensive enforcement action against insider trading in the context of the UK, within the EU and international contexts. Design/methodology/approach – The approach adopted is...

Persistent link: https://www.econbiz.de/10014870181

The new policing of assets and the new assets of policing

Sproat, Peter A. - In: Journal of Money Laundering Control 10 (2007) 3, pp. 277-299

difficulty of producing such costings and questions whether the regime justifies the compliance costs imposed. Originality …

Persistent link: https://www.econbiz.de/10014886155

The EU's preventive AML/CFT policy: asymmetrical harmonisation

van den Broek, Melissa - In: Journal of Money Laundering Control 14 (2011) 2, pp. 170-182

Purpose – This article aims to consider the role of the European Union (EU) in the prevention of money laundering and to show that the EU has a lot more to win in this field of policy. Design/methodology/approach – This article is based on a literature study and a thorough analysis of the EU...

Persistent link: https://www.econbiz.de/10014886261