Showing 1 - 10 of 275
which affect how securities regulators in the US may disclose and share information. Design/methodology/approach – This … and state securities regulators to share public and non‐public information. Findings – The findings are that state and … US law is alleged) on behalf of a foreign securities regulator, or one by one state jurisdiction on behalf of another …
Persistent link: https://www.econbiz.de/10014865349
focusing, among other things, on the Chinese Securities Regulatory Commission's (CSRC) enforcement actions in the period 1993 … offences in China. The campaign against securities offences did not actually come with the stricter enforcement of insider …/value – The paper will be of interest to researchers in the field of financial crime and securities regulation. Regulators, the …
Persistent link: https://www.econbiz.de/10014865401
bank risk and return. The paper also examines the decline in “failures to deliver” securities in the wake of SEC short … regions. There was also reduced naked short selling as failures to deliver securities declined sharply after the September …
Persistent link: https://www.econbiz.de/10014866879
Purpose – The purpose of this paper is to investigate the market reaction to the accounting treatment of the marking‐to‐market of equity investments of Greek firms during the period 2002‐2004. Design/methodology/approach – Using data for firms listed in the ASE, a treatment effects...
Persistent link: https://www.econbiz.de/10014837784
of 2008. Design/methodology/approach – Descriptive analysis of structured securities. Findings – The innovation of … structured securities was incorrectly implemented in the case of mortgage‐related securities. Research limitations …/implications – There is no centralized source for data connecting mortgages with securities, thereby making a rigorous, statistical …
Persistent link: https://www.econbiz.de/10014840309
– Voting rights are not being tracked when securities are loaned out, resulting in improper and inappropriate vote counting … aligns knowledge about securities lending with issues in corporate governance.  …
Persistent link: https://www.econbiz.de/10014840324
Purpose – A number of studies have examined the convergence in European real estate markets and find that convergence is time‐varying. Additionally, the returns of some countries, notably the UK, are as equally, if not more, influenced by the real estate returns in the USA than those in...
Persistent link: https://www.econbiz.de/10014862623
market securities. The purpose of this paper is to enhance the general understanding of essential policy considerations in …
Persistent link: https://www.econbiz.de/10014826476
Purpose – The purpose of this paper is to study the financial product innovativeness of Islamic financial institutions. Design/methodology/approach – A qualitative research methodology is used to collect and analyze the views of practitioners and researchers of Islamic finance. Different...
Persistent link: https://www.econbiz.de/10014826490
‐backed securities, they can have significantly different underlying structures, provisions and shariah ‐compliant. In particular, it … stabilize the securities market, and as solution to the current subprime mortgages financial crisis.  …
Persistent link: https://www.econbiz.de/10014826524