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Insider trading in China: the case for the Chinese Securities Regulatory Commission
Cheng, Hongming - In: Journal of Financial Crime 15 (2008) 2, pp. 165-178
regulation, based upon administrative and judicial cases, face‐to‐face interviews with regulators, and policy documents. Findings … trading laws. A primary challenge in the insider trading regulation comes from the fact that most insider trading cases …/value – The paper will be of interest to researchers in the field of financial crime and securities regulation. Regulators, the …
Persistent link: https://www.econbiz.de/10014865401
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The efficacy of market abuse regulation in the UK
Lambe, Brendan John - In: Journal of Financial Regulation and Compliance 24 (2016) 3, pp. 248-267
Purpose The purpose of this paper is to ascertain the efficacy of Financial Services and Markets Act (FMSA) (2000) in deterring illegal insider trading in target companies around the time of a merger and aquisition announcement. Design/methodology/approach The author uses an event study to...
Persistent link: https://www.econbiz.de/10014870747
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Financial services education
Brophy, Richard - In: Journal of Financial Regulation and Compliance 22 (2014) 2, pp. 78-95
Purpose – The purpose of this paper is to chart the development of financial services education from its origins in the insurance industry to the current offering for people who wish to work in the life and non-life insurance industry. Financial services education within Ireland has evolved...
Persistent link: https://www.econbiz.de/10014870839
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A development perspective for “corporate social responsibility”: case of Turkey
Ararat, Melsa - In: Corporate Governance: The international journal of … 8 (2008) 3, pp. 271-285
Purpose – The purpose of this paper is to take a snapshot of corporate social responsibility (CSR) practices in Turkey by exploring the role of the economy, state and societal culture. It aims to focus on the impact of cultural values on the role stakeholders play in driving corporate...
Persistent link: https://www.econbiz.de/10014695021
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Prem Sikka and the media: using the media to hold accountants to account
Lawrence, S.; Low, M.; Sharma, U. - In: Qualitative Research in Accounting & Management 7 (2010) 3, pp. 249-269
Purpose – The purpose of this paper is to understand why a professor of accounting uses the media to expose the failure/shortcomings of the accounting profession. Using Prem Sikka's writings, the paper argues that accounting communications have become distorted thereby failing to live up to...
Persistent link: https://www.econbiz.de/10014987915
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FINRA 2015 regulatory and examinations priorities
Wirig, Matthew T. - In: Journal of Investment Compliance 16 (2015) 2, pp. 13-17
Purpose – To summarize the Financial Industry Regulatory Authority, Inc. (“FINRA”) 2015 Regulatory and Examinations Priorities Letter. Design/methodology/approach – Provides a brief summary of the general compliance and supervisory challenges described by FINRA. Highlights key sales...
Persistent link: https://www.econbiz.de/10014893661
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The impact of JIT: a critical analysis
Peters, Michael H.; Jill Austin, M. - In: Industrial Management & Data Systems 95 (1995) 1, pp. 12-17
stakeholder theory be used to consider JIT from a realistic and complete perspective. According to stakeholder theory, there are …
Persistent link: https://www.econbiz.de/10014824620
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The Study of Principles of Economic Ethics
Shuo, Dong‐Fang - In: International Journal of Social Economics 18 (1991) 8/9/10, pp. 105-115
‐structure of ethics and economics.  …
Persistent link: https://www.econbiz.de/10014806758
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Applying empowerment: organizational model
Baruch, Yehuda - In: Career Development International 3 (1998) 2, pp. 82-87
dominated control mechanism and managerial concepts in both theory and practice since the industrial revolution. This paper …
Persistent link: https://www.econbiz.de/10014693789
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A brief theory of the market – ethically focused
Thielemann, Ulrich - In: International Journal of Social Economics 27 (2000) 1, pp. 6-31
(descriptive) theory and (normative) ethics, the outlines of a brief and, as I claim, complete theory of the basic structure of the … concepts of mainstream market theory from an ethical point of view. There is not so much new information given; rather, a … integrative economic ethics (integrative Wirtschaftsethik), introduced by Peter Ulrich. After touching the interrelationship of …
Persistent link: https://www.econbiz.de/10014804981