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Expectations of privacy and market abuse ‐ support for the Financial Services and Markets Act and the Canadian approach
Jones, Mark; Johnstone, Peter - In: Journal of Financial Crime 10 (2003) 2, pp. 117-129
Introduces the UK Financial Services and Markets Act 2000 (FSMA), a determined effort to modernise financial regulation … Tribunal as an appellate channel. Shows how the Act represents a shift from self‐regulation to statutory regulation, remedying … European Convention on Human Rights. Compares the FSMA with the Canadian approach to the questions of balancing regulation and …
Persistent link: https://www.econbiz.de/10014865222
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Preventing corporate failure: the Cadbury Committee’s corporate governance report
Hemraj, Mohammed B. - In: Journal of Financial Crime 10 (2003) 2, pp. 141-145
Describes the 19‐point code of corporate governance produced in 1991 by the Cadbury Committee, which was set up by the Stock Exchange, the Financial Reporting Council and the accounting profession; the aim was to improve the standard of corporate governance in Britain. Outlines its narrow...
Persistent link: https://www.econbiz.de/10014865227
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Putting the crooks out of business! The financial war on organised crime and terror
Wright CB, Rosalind - In: Journal of Financial Crime 10 (2003) 4, pp. 366-369
Focuses on the work of the Serious Fraud Office (SFO) over the last 15 years in investigating and prosecuting major fraud; the author is its Director, and the SFO supports the Financial Services Authority in enforcing the Money Laundering Regulations 1993. Shows how prevention of money laundering...
Persistent link: https://www.econbiz.de/10014865245
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Reforming the professional regulatory bodies: the Law Commission's review of health and social care professional regulation
Spencer‐Lane, Tim - In: The Journal of Adult Protection 14 (2012) 5, pp. 237-243
UK health professional regulation and, in England only, social workers. Design/methodology/approach – The paper …
Persistent link: https://www.econbiz.de/10014840872
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The future of regulation
Hindle, Joanne - In: Journal of Financial Regulation and Compliance 17 (2009) 4, pp. 415-426
Purpose – The purpose of this paper is to analyse the regulatory and other responses to the recent credit crisis with particular emphasis upon likely regulatory reform. Design/methodology/approach – The paper is based upon an analysis of recent papers, speeches and articles to draw together...
Persistent link: https://www.econbiz.de/10014870144
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An evaluation of money laundering policies
Harvey, Jackie - In: Journal of Money Laundering Control 8 (2005) 4, pp. 339-345
benefits of regulation compliance, which is notoriously difficult. Concludes that the costs of compliance are not negligible …
Persistent link: https://www.econbiz.de/10014886080
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The regulatory failure: the saga of BCCI
Hemraj, Mohammed B. - In: Journal of Money Laundering Control 8 (2005) 4, pp. 346-353
the Bank of England achieving effective regulation.  …
Persistent link: https://www.econbiz.de/10014886109
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Training is now more than simply ticking the right boxes
Cadman, Charlie - In: Human Resource Management International Digest 21 (2013) 1, pp. 34-37
Purpose – The purpose of this paper is to advance the view that the planned reduction in health and safety red‐tape in the UK, combined with growing industry demand for proven skills from contractors and suppliers as well as the cross‐skilling that has become so important during the...
Persistent link: https://www.econbiz.de/10014752728
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The regulatory challenge to relationship marketing in UK banking
Ashton, John K.; Pressey, Andrew - In: International Journal of Bank Marketing 22 (2004) 6, pp. 453-464
scrutiny than is justified. To illustrate the importance of government regulation broadly and the new UK competition law …
Persistent link: https://www.econbiz.de/10014759827
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Product development in UK retail banking
Slattery, David J.; Nellis, Joseph G. - In: International Journal of Bank Marketing 23 (2005) 1, pp. 90-106
affected by changes in regulation and in government policy. It considers the issues faced by banks in pursuing a market … the development of mortgage and pensions products has been closely linked to changes in regulation and government policy … the literature shows that very little detailed research has been carried out into the impact of regulation and government …
Persistent link: https://www.econbiz.de/10014759836