Campion, Kevin J.; Hirschfeld, Arik - In: Journal of Investment Compliance 11 (2010) 1, pp. 17-31
Purpose – The purpose of this paper is to summarize and provide excerpts from a two‐day roundtable on securities lending and short selling hosted by the Securities and Exchange Commission (SEC) on September 29‐30, 2009. Design/methodology/approach – The paper provides summaries and...