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Questions and answers : application of the AIFMD [march 2015 update]

European Securities and Markets Authority - 2015

Persistent link: https://www.econbiz.de/10010507109

Basel III monitoring exercise : results based on data as of …

European Banking Authority

Persistent link: https://www.econbiz.de/10010510450

Questions and answers : key investor information document (KIID) for UCITS [march 2015 update]

European Securities and Markets Authority - 2015

Persistent link: https://www.econbiz.de/10010516374

Questions and answers : draft guidelines for the assessment of knowledge and competence

European Securities and Markets Authority - 2015

The European Securities and Markets Authority is required by Article 25(9) of MiFID II to develop guidelines specifying criteria for the assessment of knowledge and competence of the investment firm’s personnel giving investment advice or information about financial instruments, investment...

Persistent link: https://www.econbiz.de/10011287826

Questions and answers : implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR)

European Securities and Markets Authority - 2015

Persistent link: https://www.econbiz.de/10011287827

Questions and answers : application of the AIFMD [mai 2015 update]

European Securities and Markets Authority - 2015

Persistent link: https://www.econbiz.de/10011287832

Questions and answers : draft guidelines for the assessment of knowledge and competence

European Securities and Markets Authority - 2015

Persistent link: https://www.econbiz.de/10011291641

Questions and answers : application of the AIFMD

European Securities and Markets Authority - 2015

Persistent link: https://www.econbiz.de/10011335293

Questions and answers : application of the AIFMD

European Securities and Markets Authority - 2015

Persistent link: https://www.econbiz.de/10011348272

Questions and answers : implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR) [14th update]

European Securities and Markets Authority - 2015

The 14th update includes guidance on a procedure to be followed by counterparties and TRs in order to update counterparty’s identifier in case where a counterparty obtains LEI or its LEI changes due to a merger or acquisition.

Persistent link: https://www.econbiz.de/10011348273