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ESMA risk dashboard : no. 4, 2013

European Securities and Markets Authority; ESMA … - 2013

Persistent link: https://www.econbiz.de/10010507106

Questions and answers : application of the AIFMD [march 2015 update]

European Securities and Markets Authority - 2015

Persistent link: https://www.econbiz.de/10010507109

Basel III monitoring exercise : results based on data as of …

European Banking Authority

Persistent link: https://www.econbiz.de/10010510450

Questions and answers : key investor information document (KIID) for UCITS [march 2015 update]

European Securities and Markets Authority - 2015

Persistent link: https://www.econbiz.de/10010516374

Risk assessment of the european banking system

European Banking Authority

Persistent link: https://www.econbiz.de/10010516401

Questions and answers : draft guidelines for the assessment of knowledge and competence

European Securities and Markets Authority - 2015

The European Securities and Markets Authority is required by Article 25(9) of MiFID II to develop guidelines specifying criteria for the assessment of knowledge and competence of the investment firm’s personnel giving investment advice or information about financial instruments, investment...

Persistent link: https://www.econbiz.de/10011287826