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Insider-Handel und Strafrecht
Dingeldey, Thomas - 1983
Persistent link: https://www.econbiz.de/10000073605
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The broker dealer's liability for recommendations : under the U.S. securities laws and the suitability rules of self-regulatory organizations
Assmann, Heinz-Dieter - 1982
In today's capital markets the individual investor finds it increasingly difficult to gather, select and evaluate all the information that is required to make a reasonable investment decision. It is the broker-dealer who steps into the breach. The service he renders as a professional...
Persistent link: https://www.econbiz.de/10000011831
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Der Schutz der Kapitalanleger im deutschen und nordamerikanischen Wertpapier-Investmentrecht
Köster, Heiner - 1974
Persistent link: https://www.econbiz.de/10000027147
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Aspekte der US-amerikanischen Securities Laws
Werlen, Thomas - In: Unternehmensfinanzierung am Kapitalmarkt, (pp. 1074-1134). 2008
Persistent link: https://www.econbiz.de/10003714580
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New governance, compliance, and principles-based securities regulation
Ford, Cristie - In: American business law journal : the official … 45 (2008) 1, pp. 1-60
Persistent link: https://www.econbiz.de/10003714714
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Should the SEC be a collection agency for defrauded investors?
Black, Barbara - In: The business lawyer 63 (2007/08) 2, pp. 317-346
Persistent link: https://www.econbiz.de/10003719001
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Laws and regulations on proprietary trading system (PTS) in Japan : Japanese alternative trading system (ATS)
Tazawa, Motoaki - In: Cyberlaw for global e-business : finance, payment, and …, (pp. 67-87). 2008
Persistent link: https://www.econbiz.de/10003634734
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Corporate governance as religion
Kempf, Donald G. - In: Journal of regulatory economics 33 (2008) 1, pp. 117-131
Persistent link: https://www.econbiz.de/10003641405