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The sleeping watch dog : aka the Securities and Exchange Commission
Perri, Frank S.; Brody, Richard G. - In: Journal of financial regulation and compliance : an … 19 (2011) 3, pp. 208-221
Persistent link: https://www.econbiz.de/10009378723
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The elimination of broker voting in director elections
Akyol, Ali; Raff, Konrad; Verwijmeren, Patrick - 2012
Persistent link: https://www.econbiz.de/10009722974
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SEC enforcement releases and audit fees
Barua, Abhijit; Smith, Antoinette L. - In: Managerial auditing journal 28 (2013) 2, pp. 161-177
Persistent link: https://www.econbiz.de/10009757450
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Uninvited US investors? : economic consequences of involuntary cross-listings
Iliev, Peter; Miller, Darius P.; Roth, Lukas - In: Journal of accounting research 52 (2014) 2, pp. 473-519
Persistent link: https://www.econbiz.de/10010360877
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Voluntary disclosure and information asymmetry : evidence from the 2005 Securities Offering Reform
Shroff, Nemit; Sun, Amy Xue; White, Hal D.; Zhang, Weining - In: Journal of accounting research 51 (2013) 5, pp. 1299-1345
Persistent link: https://www.econbiz.de/10010228865
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Agency financial report / US Securities and Exchange Commission
USA / Securities and Exchange Commission - Washington, DC : [Verlag nicht ermittelbar] - 2012 -
Persistent link: https://www.econbiz.de/10010438137
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SEC enforcement : does forthright disclosure and cooperation really matter?
Files, Rebecca - In: Journal of accounting & economics 53 (2012) 1/2, pp. 353-374
Persistent link: https://www.econbiz.de/10009512813
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Mary L. Schapiro : bescheidene Kontrolleurin
Dowen, Jonas - In: Die Bank (2009) 5, pp. 84-85
Persistent link: https://www.econbiz.de/10003828787
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Fair or foul? : SEC administrative proceedings and prospects for reform through removal legislation
Grundfest, Joseph A. - 2015
The Securities and Exchange Commission has announced its intention to increase its reliance on administrative proceedings and to reduce the frequency with which it litigates in federal court. The Commission has also clearly signaled its intent to call for Chevron deference to its rulings in...
Persistent link: https://www.econbiz.de/10011448798
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Review of recent Securities and Exchange Commission regulations affecting the securities industry
Essner, Warren A. - In: The CPA journal 43 (1973) 2, pp. 109-113,145
Persistent link: https://www.econbiz.de/10002123713