Bayless, David; Kornblau, David L. - In: Journal of Investment Compliance 11 (2010) 4, pp. 37-40
Purpose – The purpose of the paper is to summarize key provisions in the Dodd‐Frank Wall Street Reform and Consumer Protection Act Affecting SEC and CFTC Enforcement. Design/methodology/approach – The paper summarizes provisions on new SEC causes of action, including greater power to bring...