Showing 167,861 - 167,870 of 168,727
to Ireland consists of payments to certain service providers. Research limitations/implications A complete population of …, with consequent implications for regulation and measuring the size of the shadow banking sector, and failure of FVCs … transference in the recent past. Research and understanding is vital to prevent a future occurrence. Originality/value There are no …
Persistent link: https://www.econbiz.de/10014870656
describe the history of short selling and anti-shorting laws. With respect to short-selling regulation, the main emphasis will …’ knowledge, this paper is the first to review the history of short selling and the development of anti-shorting laws …
Persistent link: https://www.econbiz.de/10014870731
contemporary issues of financial regulation. Design/methodology/approach The paper is an expert’s review of contemporary issues and … challenges in financial regulation. Findings The paper advocates that contemporary financial regulation challenges are addressed …
Persistent link: https://www.econbiz.de/10014870736
date are observed across the sample. Research limitations/implications It is not possible to link unknown instances of …
Persistent link: https://www.econbiz.de/10014870747
the regulation and supervision of insurers. Design/methodology/approach This paper first summarises the IMF Report and …. Findings This paper finds that the Report provides some important implications for the regulation and supervision of insurers … time, consider what implications can be taken for enhanced regulation and supervision of insurers.  …
Persistent link: https://www.econbiz.de/10014870750
bank management must choose. The regulation does not encourage intermediaries to the use of complex models that could …
Persistent link: https://www.econbiz.de/10014870835
Purpose – The purpose of this paper is to chart the development of financial services education from its origins in the insurance industry to the current offering for people who wish to work in the life and non-life insurance industry. Financial services education within Ireland has evolved...
Persistent link: https://www.econbiz.de/10014870839
Purpose – Following the subprime crisis and the detrimental role played by remuneration practices, an important reform concerned bank remuneration committees, especially in “significant financial institutions”. In light of this consideration, this paper aims to investigate the scope and...
Persistent link: https://www.econbiz.de/10014870862
disclosures. Research limitations/implications – The research contributes to our understanding of self-regulation in financial … on self-regulation and reputational risk management to a detailed investigation of the marketing of financial products to … investors in complex structured financial products. Practical implications – Regulators may be able to imply the research …
Persistent link: https://www.econbiz.de/10014870864
Purpose – The purpose of the article is to explain the significance of key features of the SEC’s new rules for credit rating agencies. Those rules include three key items: they prohibit the influence of sales or marketing considerations on criteria development; they include guidance that...
Persistent link: https://www.econbiz.de/10014870866