Rogers, Martin; Shipman, Mark; Walker, James; Dare … - In: Journal of Investment Compliance 11 (2010) 1, pp. 65-70
Purpose – The purpose of this paper is to draw attention to the Hong Kong Securities and Futures Commission (SFC) Consultation Paper on Proposals to Enhance Protection for the Investing Public, issued on September 23, 2009, and some of the key issues that financial services providers operating...