Narrow search
Showing 1 - 10 of 406,891
Cover Image
The oversight role of regulators : evidence from SEC comment letters in the IPO process
Li, Bing; Liu, Zhenbin - In: Review of accounting studies 22 (2017) 3, pp. 1229-1260
Persistent link: https://www.econbiz.de/10011742584
Cover Image
SEC adopts rule to implement Dodd-Frank CEO pay ratio disclosure requirement
Parrino, Richard J. - In: The journal of investment compliance 17 (2016) 1, pp. 122-130
Persistent link: https://www.econbiz.de/10011523789
Cover Image
SEC enforcement actions getting up close and personal
Kaplan, Matthew E.; Paley, Alan H.; Tuttle, Jonathan R. - In: The journal of investment compliance 17 (2016) 1, pp. 131-132
Persistent link: https://www.econbiz.de/10011523795
Cover Image
SEC issues guidance update regarding enhanced mutual fund disclosure
Pugliese, Domenick; Rosella, Michael; Hearth, David - In: The journal of investment compliance 15 (2014) 4, pp. 11-14
Persistent link: https://www.econbiz.de/10010461365
Cover Image
Publizitätspflicht in den USA : SEC-Anmeldeformulare und Berichte ausländischer Emittenten müssen nunmehr elektronisch eingereicht werden
Nahr, Christian - In: Recht der internationalen Wirtschaft : RIW ; … 49 (2003) 2, pp. 115-118
Persistent link: https://www.econbiz.de/10001731341
Cover Image
Discussion of the effect of SEC disclosure regulation regarding audit committees' financial experts on foreign private issuers cross-listed on U.S. securities exchanges
Su, Lixin - In: Journal of international accounting research 15 (2016) 2, pp. 27-29
Persistent link: https://www.econbiz.de/10011619987
Cover Image
The SECś review of the registration statement and stock price movements during the seasoned equity issuance process
Chang, James Jinho; Shin, Hyun-Han - In: Pacific-Basin finance journal 12 (2004) 4, pp. 359-386
Persistent link: https://www.econbiz.de/10002144784
Cover Image
Multiple market asset trading during information arrival : US depository receipts and equity share market response to firm disclosures
Senteney, Michael H.; Senteney, David L. - In: International journal of accounting and finance 10 (2020) 2/3, pp. 143-174
Persistent link: https://www.econbiz.de/10012513916
Cover Image
SEC approves amendment to FINAR IPO allocation rule 5131m easing compliance for fund investors
Gittleman, Charles S.; Sacks, Russell D.; Morton, … - In: The journal of investment compliance 15 (2014) 1, pp. 52-57
Persistent link: https://www.econbiz.de/10010366725
Cover Image
High-frequency traders : a review of the challenges in registering them as dealers
Fitterman, Mark; Sandoval, Ignacio - In: The journal of investment compliance 15 (2014) 3, pp. 3-9
Persistent link: https://www.econbiz.de/10010428126