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Rethinking securities regulation
Prager, Jonas - 1989
Persistent link: https://www.econbiz.de/10000769110
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Fundamentals of securities regulation
Loss, Louis - 1993 - 2. ed.
Persistent link: https://www.econbiz.de/10000321451
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Hedge funds and the SEC : observations on the why and how of securities regulation
Paredes, Troy - 2008
Persistent link: https://www.econbiz.de/10003820323
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Die brasilianische Kapitalmarktaufsicht : Status und Kompetenzen der Comissão de Valores Mobiliários im nationalen Finanzsystem
Sester, Peter - In: SZW 81 (2009) 1, pp. 26-44
Persistent link: https://www.econbiz.de/10003820915
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A new SEC chairman
Rouse, Robert W. - In: The journal of corporate accounting & finance 20 (2008/09) 5, pp. 93-95
Persistent link: https://www.econbiz.de/10003869009
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Regulation of securities, markets, and transactions : a guide to the new environment
Collins, Patrick S. - 2011
"This book provides a description about the various government regulations of securities, securities markets, and securities transactions. The book defines, describes, and explains U.S. securities regulation. The book will be current as of the signing of the securities reform act (expected to be...
Persistent link: https://www.econbiz.de/10008860311
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A macro-prudential perspective of financial regulation
Nguyen, Tristan - In: Journal of financial regulation and compliance : an … 19 (2011) 3, pp. 289-297
Persistent link: https://www.econbiz.de/10009378708
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SEC matters
Walker, Donald A. <Jr.> - In: The journal of corporate accounting & finance 26 (2014/15) 3, pp. 57-59
Persistent link: https://www.econbiz.de/10011283656
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What does it take to make the SEC happy? : SEC criticism of broker-dealers' due diligence for sales of unregistered securities leaves more questions than answers
Bettigole, Bruce; Kruly, Charlie - In: The journal of investment compliance 16 (2015) 1, pp. 52-58
Persistent link: https://www.econbiz.de/10011344582
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Securities and Exchange Commission announces enforcement initiative directed at reporting violations by public company insiders
Parrino, Richard J.; Romeo, Peter; Dye, Alan - In: The journal of investment compliance 16 (2015) 1, pp. 19-24
Persistent link: https://www.econbiz.de/10011344593