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The European Securities and Markets Authority (ESMA) has conducted a peer review of how national regulators (national competent authorities or NCAs) supervise MiFID conduct of business rules on providing fair, clear and not misleading information to clients. The peer review focused on NCAs’...
Persistent link: https://www.econbiz.de/10010468280
Persistent link: https://www.econbiz.de/10010468281
The European Securities and Markets Authorities (ESMA) has published this report to inform of the outcome and findings of its general investigation in the way credit rating agencies (CRAs) conduct surveillance of structured finance credit ratings, as indicated in ESMA’s Credit Rating Agencies...
Persistent link: https://www.econbiz.de/10010478748
Persistent link: https://www.econbiz.de/10010478749
The objective of this report is to shed further light on the extent of high-frequency trading (HFT) in EU equity markets. We use unique data collected by ESMA, covering a sample of 100 stocks from nine EU countries for May 2013. Our study complements the HFT literature by looking at equity...
Persistent link: https://www.econbiz.de/10010478750
Crowdfunding is a means of raising finance for projects from ‘the crowd’ often by means of an internet-based platform through which project owners ‘pitch’ their idea to potential backers, who are typically not professional investors. It takes many forms, not all of which involve the...
Persistent link: https://www.econbiz.de/10010478752
Crowdfunding is a means of raising finance for projects from ‘the crowd’ often by means of an internet-based platform through which project owners ‘pitch’ their idea to potential backers, who are typically not professional investors. It takes many forms, not all of which involve the...
Persistent link: https://www.econbiz.de/10010478753
Persistent link: https://www.econbiz.de/10010478786
The European Securities and Markets Authority (ESMA) published today an update of its Questions & Answers (Q&A) document on the application of the Alternative Investment Managers Directive (AIFMD).The updated Q&A clarifies: the reporting obligations to national competent authorities; as well as...
Persistent link: https://www.econbiz.de/10010480781