securities in bearer form have already become the back bone of International Economy.Regulation of Financial Derivatives has a … regulation in the United States as well as in India is essentially a hybrid of "institutional" and "functional" regulation. Some … measures to ensure transparency and accountability. On the whole it can be seen that the derivative regulation is more focused …

securities regulation that had protected investors and their marketplace since the end of the Great Depression. This essay … author concludes that this reallocation of regulatory responsibility will realign the dual system of securities regulation to …

Exchange Commission to seek legislation to preempt states from concurrent regulation. Currently, the preemption issue is being … judicial, congressional, and executive recognition that has been extended to the states in the field of securities regulation …. After reviewing these sources of support for state regulation, a response is made to the claim that duplication and the …

duplicative coverage argument. The author also questions the argument that capital formation is impeded by merit regulation …, providing evidence that states with reputations for strict merit regulation have not experienced adverse effects on capital … formation. Although he recognizes the utility of the merit regulation debate, the author concludes by acknowledging the positive …

At a time of such great turbulence, looking to the future directions of capital markets and their regulation in … current, and readily observable, phenomena which are likely to shape capital markets regulation in the near future. First of … for what may be the somewhat indiscriminate widening of the “perimeter” of regulation; costs of compliance mount …

implementing regulation two key procedural mechanisms: (1) a requirement of automatic subsequent review and reconsideration of the …

The article focuses on regulation of takeovers in the European Union (EU) and in the United Kingdom (UK) with the aim … to discuss and assess the relative importance of primary purpose of the regulation, i.e. facilitation of takeovers and … change of control, and means of achievement of the respective purpose, i.e. methods of regulation. Although both regulatory …