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Cavelaars, Paul; Passenier, Joost - In: Journal of Financial Regulation and Compliance 20 (2012) 4, pp. 402-416

Purpose – The financial crisis that started in 2007 has led to a re‐thinking of financial regulation and supervision …

Persistent link: https://www.econbiz.de/10014870225

Implementing CRD for investment firms: challenges for Malta

Buttigieg, Christopher P. - In: Journal of Financial Regulation and Compliance 20 (2012) 4, pp. 417-432

, particularly small and medium‐sized firms, within the scope of regulation, the main purpose of which is to address systemic risk …, may result in over‐regulation. …

Persistent link: https://www.econbiz.de/10014870226

Non‐bank financial institutions regulation and risk‐taking

Ofoeda, Isaac; Abor, Joshua; Adjasi, Charles K.D. - In: Journal of Financial Regulation and Compliance 20 (2012) 4, pp. 433-450

Purpose – The purpose of this study is to examine the relationship between regulation of non‐bank financial … literature on financial regulation and risk‐taking of NBFIs. …

Persistent link: https://www.econbiz.de/10014870227

Could we rely on market discipline as a substitute for insurance regulation?

Castagnolo, Fernando; Ferro, Gustavo - In: Journal of Financial Regulation and Compliance 21 (2013) 1, pp. 4-15

it is a complement or substitute of prudential regulation in the insurance markets. Market discipline is intended as “the … hypothesis is that if market discipline works as complementary to prudential regulation, the response of the insured is expected … to be weaker than if market discipline acts as a substitute to prudential regulation. Design/methodology/approach – The …

Persistent link: https://www.econbiz.de/10014870228

Bank failures and regulation: a critical review

Petitjean, Mikael - In: Journal of Financial Regulation and Compliance 21 (2013) 1, pp. 16-38

generating costly negative spillover effects on the whole economy. Moreover, rules‐based regulation, however carefully …

Persistent link: https://www.econbiz.de/10014870229

Managing compliance risk after MiFID

Musile Tanzi, Paola; Gabbi, Giampaolo; Previati, Daniele; … - In: Journal of Financial Regulation and Compliance 21 (2013) 1, pp. 51-68

, with growing operational complexity in a framework of principle‐based regulation. …

Persistent link: https://www.econbiz.de/10014870231

Setting an institutional and regulatory framework for trading platforms

Valiante, Diego - In: Journal of Financial Regulation and Compliance 21 (2013) 1, pp. 69-83

rarely discussed before in financial regulation, while it is extensively discussed in market microstructure (but on the …

Persistent link: https://www.econbiz.de/10014870232

Trust and confidence in financial services: a strategic challenge

Llewellyn, David T. - In: Journal of Financial Regulation and Compliance 13 (2005) 4, pp. 333-346

initiatives of collective self regulation rather than more prescriptive regulation. …

Persistent link: https://www.econbiz.de/10014870586

2011 Awards for Excellence

In: Journal of Financial Regulation and Compliance 20 (2012) 1

Persistent link: https://www.econbiz.de/10014870610

The case for a roadmap towards financial regulatory convergence

Broby, Daniel - In: Journal of Financial Regulation and Compliance 21 (2013) 4, pp. 397-402

2008 credit crisis. It has been widely accepted that competition in regulation is not as efficient as co …

Persistent link: https://www.econbiz.de/10014870639