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66771
Follow the money
Cavelaars, Paul
;
Passenier, Joost
- In:
Journal of Financial Regulation and Compliance
20
(
2012
)
4
,
pp. 402-416
Purpose – The financial crisis that started in 2007 has led to a re‐thinking of financial
regulation
and supervision …
Persistent link: https://www.econbiz.de/10014870225
Saved in:
66772
Implementing CRD for investment firms: challenges for Malta
Buttigieg, Christopher P.
- In:
Journal of Financial Regulation and Compliance
20
(
2012
)
4
,
pp. 417-432
, particularly small and medium‐sized firms, within the scope of
regulation
, the main purpose of which is to address systemic risk …, may result in over‐
regulation
. …
Persistent link: https://www.econbiz.de/10014870226
Saved in:
66773
Non‐bank financial institutions
regulation
and risk‐taking
Ofoeda, Isaac
;
Abor, Joshua
;
Adjasi, Charles K.D.
- In:
Journal of Financial Regulation and Compliance
20
(
2012
)
4
,
pp. 433-450
Purpose – The purpose of this study is to examine the relationship between
regulation
of non‐bank financial … literature on financial
regulation
and risk‐taking of NBFIs. …
Persistent link: https://www.econbiz.de/10014870227
Saved in:
66774
Could we rely on market discipline as a substitute for insurance
regulation
?
Castagnolo, Fernando
;
Ferro, Gustavo
- In:
Journal of Financial Regulation and Compliance
21
(
2013
)
1
,
pp. 4-15
it is a complement or substitute of prudential
regulation
in the insurance markets. Market discipline is intended as “the … hypothesis is that if market discipline works as complementary to prudential
regulation
, the response of the insured is expected … to be weaker than if market discipline acts as a substitute to prudential
regulation
. Design/methodology/approach – The …
Persistent link: https://www.econbiz.de/10014870228
Saved in:
66775
Bank failures and
regulation
: a critical review
Petitjean, Mikael
- In:
Journal of Financial Regulation and Compliance
21
(
2013
)
1
,
pp. 16-38
generating costly negative spillover effects on the whole economy. Moreover, rules‐based
regulation
, however carefully …
Persistent link: https://www.econbiz.de/10014870229
Saved in:
66776
Managing compliance risk after MiFID
Musile Tanzi, Paola
;
Gabbi, Giampaolo
;
Previati, Daniele
; …
- In:
Journal of Financial Regulation and Compliance
21
(
2013
)
1
,
pp. 51-68
, with growing operational complexity in a framework of principle‐based
regulation
. …
Persistent link: https://www.econbiz.de/10014870231
Saved in:
66777
Setting an institutional and regulatory framework for trading platforms
Valiante, Diego
- In:
Journal of Financial Regulation and Compliance
21
(
2013
)
1
,
pp. 69-83
rarely discussed before in financial
regulation
, while it is extensively discussed in market microstructure (but on the …
Persistent link: https://www.econbiz.de/10014870232
Saved in:
66778
Trust and confidence in financial services: a strategic challenge
Llewellyn, David T.
- In:
Journal of Financial Regulation and Compliance
13
(
2005
)
4
,
pp. 333-346
initiatives of collective self
regulation
rather than more prescriptive
regulation
. …
Persistent link: https://www.econbiz.de/10014870586
Saved in:
66779
2011 Awards for Excellence
In:
Journal of Financial Regulation and Compliance
20
(
2012
)
1
Persistent link: https://www.econbiz.de/10014870610
Saved in:
66780
The case for a roadmap towards financial regulatory convergence
Broby, Daniel
- In:
Journal of Financial Regulation and Compliance
21
(
2013
)
4
,
pp. 397-402
2008 credit crisis. It has been widely accepted that competition in
regulation
is not as efficient as co …
Persistent link: https://www.econbiz.de/10014870639
Saved in:
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