Similar Search Results

How the capital market laws affect the development of venture capital industry

Wonglimpiyarat, Jarunee - In: Journal of Financial Regulation and Compliance 13 (2005) 4, pp. 301-312

Given that the stock market is essential for the venture capitalists to exit through an initial public offering (IPO), this study explores how the laws and regulations governing the capital markets affect the venture capital industry. The paper discusses the impact of US federal state laws and...

Persistent link: https://www.econbiz.de/10014870004

Implementing the EU Capital Requirement Directive – key operational risk elements

Sheen, Andrew - In: Journal of Financial Regulation and Compliance 13 (2005) 4, pp. 313-323

Basel II and the EU CRD introduce, for the first time, specific Operational Risk requirements for credit institutions and investment firms. With less than 2 years available to prepare for the introduction of the simpler Operational Risk approaches, some firms would find it useful for the FSA to...

Persistent link: https://www.econbiz.de/10014870005

Banking supervision in a smaller financial centre – problems and recipes for success

Foot, Michael - In: Journal of Financial Regulation and Compliance 14 (2006) 1, pp. 7-13

Purpose – To contrast the challenges for bank regulators in a physically small centre such as the Bahamas with those for regulators in New York or London. To identify how the small centres can best meet their challenges, noting especially that Basel II is going to make even more important the...

Persistent link: https://www.econbiz.de/10014870008

Basel II – an opportunity for convergence in the EU

María Roldán, José - In: Journal of Financial Regulation and Compliance 14 (2006) 1, pp. 24-28

Purpose – Seeks to present the personal viewpoint of the chairman of the Committee of European Banking Supervision (CEBS) on the opportunities for convergence afforded by the BASEL II capital framework. Design/methodology/approach – Highlights some of the initiatives under way in CEBS that...

Persistent link: https://www.econbiz.de/10014870010

The impact of the 2004 research analyst rules on hedge fund research reports

Black, Keith H.; Mauldin, John - In: Journal of Financial Regulation and Compliance 14 (2006) 2, pp. 185-191

regulation. …

Persistent link: https://www.econbiz.de/10014870024

The corporate governance of banks

Mullineux, Andy - In: Journal of Financial Regulation and Compliance 14 (2006) 4, pp. 375-382

asymmetric information literature relating to banking. Findings – The good CG of banks requires regulation to balance the … interests of depositors and taxpayers with those of the shareholders. Originality/value – Linking the bank regulation in …

Persistent link: https://www.econbiz.de/10014870040

Reforming governance and regulation of urban cooperative banks in India

Asher, Mukul G. - In: Journal of Financial Regulation and Compliance 15 (2007) 1, pp. 20-29

primarily on the current business model, governance and regulation practices, and capital adequacy. It then argues for a change … same quality of governance and regulation as well as professionalism and modernization as the mainstream commercial banks …

Persistent link: https://www.econbiz.de/10014870048

The debate over the economic rationale for investor protection regulation: a critical appraisal

Georgosouli, Andromachi - In: Journal of Financial Regulation and Compliance 15 (2007) 3, pp. 236-249

rationale for investor protection regulation. Findings – The paper discusses the main economic arguments for and against … regulation and explains why arguments of this type are weaker than commonly thought. Originality/value – The paper reviews the … main arguments for and against the economic rationale for investor protection regulation and identifies the economic …

Persistent link: https://www.econbiz.de/10014870067

Dynamics and regulatory system of Indian financial markets

Sharma, A.K.; Vashishtha, Ashutosh - In: Journal of Financial Regulation and Compliance 15 (2007) 3, pp. 275-302

Purpose – This paper aims to trace the evolution of Indian financial market structure and regulation, in the broad … evolution of Indian financial market structure and its regulation in terms of dialectic cycles. The first cycle extending … regulation and favors adopting a consolidated supervisory approach to financial regulation and supervision, irrespective of its …

Persistent link: https://www.econbiz.de/10014870070

How IFRS has destabilised financial reporting for UK non‐listed entities

Fearnley, Stella; Hines, Tony - In: Journal of Financial Regulation and Compliance 15 (2007) 4, pp. 394-408

subject to the European Union (EU) Regulation. This Regulation mandated application of IFRS for the group accounts of listed … complicating the search for appropriate form of financial reporting for entities not covered by the EU Regulation. In particular …

Persistent link: https://www.econbiz.de/10014870078