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SEC Rule 14a-8 shareholder proposals : no-action requests, determinants, and the role of SEC staff
Burke, Gregory - In: Journal of accounting and public policy 42 (2023) 1, pp. 1-26
Persistent link: https://www.econbiz.de/10014283403
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SEC proposes "pay-for-performance" disclosure rule
Engvall, David H.; Hooper, Reid S.; Gumbs, Keir D.; … - In: The journal of investment compliance 16 (2015) 3, pp. 24-27
Persistent link: https://www.econbiz.de/10011446001
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SEC issues new guidance on excluding shareholder proposals under rule 14a-8
Newell, John; McGivern, Arthur; Roberts, David - In: Journal of Investment Compliance 17 (2016) 2, pp. 23-26
Purpose To explain SEC Division of Corporation Finance Staff Legal Bulletin No. 14H (SLB 14H), which provides interpretive advice on how the Staff will treat shareholder proposals under the “directly conflicts” and “ordinary business” exclusions under Rule 14a-8....
Persistent link: https://www.econbiz.de/10014893674
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SEC Rule 14a-8 Shareholder Proposals : No-Action Requests, Determinants, and the Role of SEC Staff
Burke, Gregory - 2022
Under SEC Rule 14a-8, shareholders have the right to petition management to include a topic for vote on the annual …
Persistent link: https://www.econbiz.de/10013298021
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Securities and Exchange Commission announces enforcement initiative directed at reporting violations by public company insiders
Parrino, Richard J.; Romeo, Peter; Dye, Alan - In: The journal of investment compliance 16 (2015) 1, pp. 19-24
Persistent link: https://www.econbiz.de/10011344593
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SEC issues proposed investment company reporting rules
Greene, Nathan J. - In: The journal of investment compliance 16 (2015) 4, pp. 14-22
Persistent link: https://www.econbiz.de/10011438470
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SEC issues proposed investment adviser reporting and disclosure rules
Greene, Nathan J. - In: The journal of investment compliance 16 (2015) 4, pp. 23-29
Persistent link: https://www.econbiz.de/10011438471
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The SEC’s evolving scrutiny of private equity firms : KKR hit with an unprecedented enforcement action for broken deal expense misallocation
Rendon Callahan, Veronica; Fleishhacker, Ellen Kaye; … - In: The journal of investment compliance 16 (2015) 4, pp. 39-42
Persistent link: https://www.econbiz.de/10011438478
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SEC proposes new compensation clawback rules
Brady, Andrew; Zaiss, Rolf; Persaud, Nyron - In: The journal of investment compliance 16 (2015) 4, pp. 43-46
Persistent link: https://www.econbiz.de/10011438479
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SEC applies whistleblower protections to confidentiality agreements
Adams, Daniel; Chunias, Jennifer; Hale, Robert; Newell, John - In: The journal of investment compliance 16 (2015) 3, pp. 19-21
Persistent link: https://www.econbiz.de/10011445960