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Measurement challenges in macroprudential policy implementation : a conference
Flood, Mark D.; Haubrich, Joseph Gerard - In: Journal of financial stability 30 (2017), pp. 175-176
Persistent link: https://www.econbiz.de/10011825603
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Navigating the US securities and exchange commission's evolving expectations for cybersecurity preparedness
Martinez, Vincente L.; Koeppel, Erin Ardale; Amorosi, Mark - In: Journal of securities operations & custody 9 (2016/2017) 1, pp. 6-17
Persistent link: https://www.econbiz.de/10011841021
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Kokesh v. SEC : the end of a disgorgement era?
Litt, Marc; Tomas, Jerome P.; Yingling, Elizabeth L.; … - In: The journal of investment compliance 18 (2017) 4, pp. 13-15
Persistent link: https://www.econbiz.de/10011808435
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SEC's unwavering focus on disclosure of valuation methods and calculation of IRRs by fund sponsors
Earley, Michael P.; Panza, Jessica; Thrapp, Katherine - In: The journal of investment compliance 18 (2017) 4, pp. 29-30
Persistent link: https://www.econbiz.de/10011808459
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An overview of the FINRA Rule 4210 margin amendments
Mathews, Nikiforos; Robison, Jonas - In: The journal of investment compliance 18 (2017) 4, pp. 31-35
Persistent link: https://www.econbiz.de/10011808462
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A review of the SEC Participating Affiliate No-Action Letters' relief from Investment Advisers Act of 1940 registration for foreign investment advisers
Cohen, Wendy E.; Dickstein, David Y.; Hennion, Christian B. - In: The journal of investment compliance 18 (2017) 4, pp. 22-28
Persistent link: https://www.econbiz.de/10011808467
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Three cooks or three wise men? : the interplay between monetary, macroprudential and microprudential policies in supporting financial stability
Viñals Iñiguez, José María; Mancini Griffoli, Tommaso; … - In: The changing fortunes of central banking, (pp. 135-152). 2018
Persistent link: https://www.econbiz.de/10011860395
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Doctrinal challenge for Islamic banking on macroprudential regulations : a religion-regulation mismatch 2.0
Yoshida, Etsuaki - In: Macroprudential regulation and policy for the Islamic …, (pp. 25-34). 2016
Persistent link: https://www.econbiz.de/10011566915
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Making cents of tick sizes : the effect of the 2016 U.S. SEC tick size pilot on limit order book liquidity
Griffith, Todd; Roseman, Brian S. - In: Journal of banking & finance 101 (2019), pp. 104-121
Persistent link: https://www.econbiz.de/10012162633
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Political security and financial stability following the crisis : actors and epistemologies of financial governance
Westermeier, Carola - 2018
Persistent link: https://www.econbiz.de/10012130494