The pervasive use of mandatory pre-dispute arbitration agreements in the securities industry is a relatively new … arbitration – most often with Financial Industry Regulatory Authority (FINRA) Dispute Resolution. Thus, only in rare instances can …-dispute arbitration. The enclosed article is the first to focus on the fairness of mandatory pre-dispute arbitration agreements through …

Most disputes between customers and their brokerage firms are resolved through arbitration as a result of the Supreme …: the Court's general pro-arbitration trend and its efforts to remove private securities fraud claims from federal court … of the current securities arbitration process from the perspective of an investor advocate. In my view, investors may …