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Parties push to enforce statutory time limits on SEC enforcement actions
Neaderland, Benjamin; Cohen, Jared - In: The journal of investment compliance 16 (2015) 3, pp. 30-32
Persistent link: https://www.econbiz.de/10011446036
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Securities settlements as examples of crisis-driven regulation
Anand, Anita; Green, Andrew J. - In: International review of law and economics 55 (2018), pp. 41-57
Persistent link: https://www.econbiz.de/10012061347
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Is the SEC captured? : evidence from political connectedness and SEC enforcement actions
Khokhar, Abdul-Rahman; Shahriari, Hesam - In: Accounting and finance 62 (2022) 2, pp. 2725-2756
Persistent link: https://www.econbiz.de/10013325728
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Firm size and the impact of securities regulation
Cumming, Douglas J.; Knill, April M.; Richardson, Nela - In: Journal of comparative economics : the journal of the … 43 (2015) 2, pp. 417-442
Persistent link: https://www.econbiz.de/10011566657
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Cybersecurity enforcement actions : is the SEC bringing strict liability cases?
Rubin, Brian; Xu, Amy - In: The journal of investment compliance 17 (2016) 1, pp. 112-116
Persistent link: https://www.econbiz.de/10011523768
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Dodd-Frank beefs up SEC and CFTC enforcement
Bayless, David; Kornblau, David L. - In: The journal of investment compliance 11 (2010) 4, pp. 37-40
Persistent link: https://www.econbiz.de/10008772753
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SEC’s authority to interpret the securities laws comes under fire in criminal enforcement
Boryshansky, Joseph; Asaro, Michael A.; Benjamin, James; … - In: The journal of investment compliance 16 (2015) 2, pp. 41-43
Persistent link: https://www.econbiz.de/10011405529
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Economic Analysis in Securities Enforcement : The Next Frontier at the SEC
Verret, J. W. - 2015
similarly used to apply robust scrutiny to the SEC's enforcement process as well. This Article draws on lessons from the FTC …'s successful application of economic analysis to its enforcement process in order to develop practical reforms for the SEC …
Persistent link: https://www.econbiz.de/10013015658
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Enforcement Discretion at the SEC
Zaring, David T. - 2016
of alleged insider traders and other perpetrators of securities fraud. Many targets of SEC ALJ enforcement actions have …
Persistent link: https://www.econbiz.de/10013003848
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A tale of two enforcement venues : determinants and consequences of the SEC's choice of enforcement venue after the Dodd-Frank Act
Zheng, Xin - In: The accounting review : a publication of the American … 96 (2021) 6, pp. 451-476
Persistent link: https://www.econbiz.de/10012703058