Molesworth, Rita; Tuchman, Deborah A.; O'Donnell, Dianne E. - In: Journal of Investment Compliance 13 (2012) 3, pp. 46-50
disclosure, recordkeeping and reporting rules that are designed to resolve or minimize certain conflicts between CFTC rules and … disclosure, reporting and recordkeeping and describes how the CFTC's proposed rules for Futures RICs are intended to resolve or …