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Fundamentals of securities regulation
Loss, Louis - 1993 - 2. ed.
Persistent link: https://www.econbiz.de/10000321451
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The role of the Securities and Exchange Commission
Maco, Paul S.; Edwards, Cristy C. - In: The handbook of municipal bonds, (pp. 397-423). 2008
Persistent link: https://www.econbiz.de/10003714972
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Sarbanes-Oxley and the Securities and Exchange Commission
Maco, Paul S. - In: The handbook of municipal bonds, (pp. 425-446). 2008
Persistent link: https://www.econbiz.de/10003714979
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Bankaufsichtsrecht : Entwicklungen und Perspektiven
Grieser, Simon G. (ed.); Heemann, Manfred (ed.);  … - 2010 - 1. Aufl.
Persistent link: https://www.econbiz.de/10003863583
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Hedge funds and the SEC : observations on the why and how of securities regulation
Paredes, Troy - 2008
Persistent link: https://www.econbiz.de/10003820323
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Die brasilianische Kapitalmarktaufsicht : Status und Kompetenzen der Comissão de Valores Mobiliários im nationalen Finanzsystem
Sester, Peter - In: SZW 81 (2009) 1, pp. 26-44
Persistent link: https://www.econbiz.de/10003820915
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A new SEC chairman
Rouse, Robert W. - In: The journal of corporate accounting & finance 20 (2008/09) 5, pp. 93-95
Persistent link: https://www.econbiz.de/10003869009
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SEC adopts amendments to regulation SHO
Forbes, Jessica; Gnall, Gregory P.; Lombardo, Christine M. - In: The journal of investment compliance 11 (2010) 3, pp. 14-19
Persistent link: https://www.econbiz.de/10008662584
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Prudential discipline for financial firms : micro, macro, and market structures
Wall, Larry D. - 2010
The recent global financial crisis reflects numerous breakdowns in the prudential discipline of financial firms. This paper discusses ways to strengthen micro- and macroprudential supervision and restore credible market discipline. The discussion notes that microprudential supervisors are...
Persistent link: https://www.econbiz.de/10008664619