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Fundamentals of securities regulation
Loss, Louis - 1993 - 2. ed.
Persistent link: https://www.econbiz.de/10000321451
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Enforcement mechanisms for SEC reporting deadlines
Dalton, Derek; Buchheit, Steve; Oler, Derek K.; Zhou, Ming - In: Research in accounting regulation 25 (2013) 2, pp. 185-195
Persistent link: https://www.econbiz.de/10010232441
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SEC issues proposed investment company reporting rules
Greene, Nathan J. - In: The journal of investment compliance 16 (2015) 4, pp. 14-22
Persistent link: https://www.econbiz.de/10011438470
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SEC guidelines, rules and regulations, 1984
1983
Persistent link: https://www.econbiz.de/10003260351
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Lectures on Japanese securities regulation
1980
Persistent link: https://www.econbiz.de/10003399132
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Fundamentals of securities regulation
Loss, Louis; Seligman, Joel - 1995 - [3. ed. ff.]
Persistent link: https://www.econbiz.de/10001450438
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Sources of Law in European Securities Regulation - Effective Regulation, Soft Law and Legal Taxonomy from Lamfalussy to Larosière
Möllers, Thomas M.J. - 2010
authorities. Regulation (EC) No. 1060/2009, which was adoptedfollowing the financial crisis, confirms this notion by requiring … a step in the right direction. It remains to be seen, however, whether the Proposal for a Regulation creating the ESMA …
Persistent link: https://www.econbiz.de/10013135120
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Post-American Securities Regulation
Brummer, Chris - 2009
International securities regulation has arrived at the forefront of the country's debate on financial market reform … international regulatory architecture.Yet international securities regulation is poorly understood. Securities scholars … securities regulation as involving what game theoreticians would call an "assurance" game where information sharing through …
Persistent link: https://www.econbiz.de/10013157605
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The SEC as Financial Stability Regulator
Allen, Hilary J. - 2017
It is well established that the Securities and Exchange Commission (“SEC”) has a mandate to protect investors and to encourage capital formation, but this Article argues that the SEC also has another mandate – to promote financial stability. Importantly, this does not mean that the SEC...
Persistent link: https://www.econbiz.de/10012953459
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Temporary Securities Regulation
Krug, Anita K. - 2021
engaged in a type of securities regulation that few scholars have acknowledged, let alone evaluated. Specifically, during … opportunities that temporary rules may create for furthering the cause of more effective regulation. This Article seeks to …
Persistent link: https://www.econbiz.de/10013238175