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widely labeled as “Regulation A Plus ” — and whose implementation was dependent upon SEC rulemaking. Title IV, entitled … “Small Company Capital Formation”, was intended by Congress to expand the use of Regulation A — a little used exemption from … battle between the Commission and state regulators, the SEC determined to reduce the burden of state regulation on capital …
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The Securities and Exchange Commission recently issued a proposed new rule to be called “Regulation Best Interest.” The …
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proceeded through a strategy we call Regulation by Selective Enforcement. Rather than impose penalties on a significant number … developing issues of national importance. We conclude that while the SEC's Regulation by Selective Enforcement strategy has been …
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might address how cryptoassets should be regulated. The conclusion is that regulation by enforcement is an inefficient and …
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