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The Regulatory Observer Effect : Large-Sample Evidence from SEC Investigations

Blackburne, Terrence - 2020

Drawing on financial reporting, institutional, and social psychology theories, we consider whether awareness of SEC scrutiny affects the extent to which managers exercise financial reporting discretion. Because there is a higher probability that the SEC will detect misconduct and impose...

Persistent link: https://www.econbiz.de/10012844687

Macroprudential Regulation : A Risk Management Approach

Dimitrov, Daniel; van Wijnbergen, Sweder - 2023

We address the problem of regulating the size of banks’ macroprudential capital buffers by using market-based estimates of systemic risk combined with a structural framework for credit risk assessment. We develop a set of novel modeling mechanisms through which capital buffers can be allocated...

Persistent link: https://www.econbiz.de/10014257750

Macroprudential Regulation : A Risk Management Approach

Dimitrov, Daniel; van Wijnbergen, Sweder - 2023

We address the problem of regulating the size of banks' macroprudential capital buffers by using market-based estimates of systemic risk combined with a structural framework for credit risk assessment. We develop a set of novel modeling mechanisms through which capital buffers can be allocated...

Persistent link: https://www.econbiz.de/10014257763

International cooperation in financial markets regulation : a Swiss perspective

Homsy, Biba - Université de Genève / Centre de droit bancaire et … - 2017

Persistent link: https://www.econbiz.de/10011818626

Europäische Finanzmarktregulierung : Handbuch zu EMIR, MiFID II/MiFIR, PRIIPs, MAD/MAR, OTC-Derivaten und Hochfrequenzhandel

Temporale, Ralf (ed.) - 2015

Persistent link: https://www.econbiz.de/10011374268

The Need for Consolidating International Financial Regulatory Architecture

Barton, Uzma Ashraf - 2013

The existing international financial regulatory architecture is multifarious. Prevalent regulatory forums are numerous, with over-lapping spheres of activity, where all such forums share a lack of consolidated authority. Bodies like the Basel Committee on Banking Supervision (BCBS), Group of 20,...

Persistent link: https://www.econbiz.de/10013092182

Reframing Financial Regulation

Whitehead, Charles K. - 2010

Financial regulation today is largely framed by traditional business categories. The financial markets, however, have … problems addressed by (but now beyond the reach of) current regulation, and the rise of new problems that reflect change in how … financial regulation, in light of recent changes in the financial system, and offer a tentative way forward to address gaps in …

Persistent link: https://www.econbiz.de/10013151563

Regulating Credit Rating Agencies after the Financial Crisis : The Long and Winding Road Toward Accountability

Rousseau, Stephane - 2009

The credit crisis that started in the American mortgage subprime market in 2007 is having profound social and economic consequences. In this context, lawmakers, regulators, and commentators have questioned the role of rating agencies in the market turmoil. In light of the critiques, a strong...

Persistent link: https://www.econbiz.de/10013156993

The Reform Agenda : Charting the Future of Financial Regulation

Stephanou, Constantinos - 2009

The crisis has prompted a shift toward a tighter and more macro-prudential approach to financial regulation. But the …

Persistent link: https://www.econbiz.de/10013158432

Principles of Financial Regulation

Armour, John - 2018

Inadequate regulation of the financial system is widely thought to have contributed to the financial crisis. The … purpose of the book is to articulate a framework within which financial regulation can be analysed in a coherent and … regulation is best understood in the context of an appreciation of the entire financial system. Third it is international and …

Persistent link: https://www.econbiz.de/10012937668