Narrow search
Showing 1 - 10 of 253,641
Cover Image
Think twice, it’s all right : lessons from the GameStop saga
Arrigoni, Matteo - 2021
Online trading platforms and internet communities facilitate access to financial markets and let investors reduce transaction and coordination costs. In this way: (1) they permit many people to be directed towards a single goal, but, at the same time, (2) they allow operations aimed at...
Persistent link: https://www.econbiz.de/10012587732
Cover Image
How to Improve Retail Investor Protection After the Dodd-Frank Wall Street Reform and Consumer Protection Act
Black, Barbara - 2011
The Dodd-Frank Wall Street Reform and Consumer Protection Act gives the Securities and Exchange Commission the authority to deal with two issues especially important to retail investors. First, section 913 requires the SEC to conduct a six-month study on the effectiveness of existing standards...
Persistent link: https://www.econbiz.de/10013133735
Cover Image
Investor Protection as the Objective of Securities Regulation : Goal v Instruments
Cetin, Nusret - 2013
Investor protection is one of the most important objectives of the securities regulation. Functional approach …
Persistent link: https://www.econbiz.de/10013085932
Cover Image
Building Blocks of Investor Protection : All-Embracing Regulation Tightens Its Grip
Colaert, Veerle - 2017
requirements; (ii) services quality requirements (conduct of business rules); and (iii) product regulation. By doing so clear … encompassing. Third, a new trend – and indeed paradigm shift – emerges. Until recently product regulation was virtually inexistent …; today three different types of product regulation can be distinguished: (i) product quality requirements; (ii) regulation of …
Persistent link: https://www.econbiz.de/10012959715
Cover Image
How Increased Regulatory Oversight of Non-Audit Services Affects Investors’ Perceptions of Earnings Quality
Eilifsen, Aasmund - 2012
effect was more pronounced in the disclosure year 2003 than in the new regulation period 2004-2008. For Big 5 audit firms …
Persistent link: https://www.econbiz.de/10012712536
Cover Image
Takeover Regulation in China : Striking a Balance between Takeover Contestability and Shareholder Protection
Huang, (Robin) Hui; Chen, Juan - 2021
The paper conducts a concise yet comprehensive examination of the Chinese regulatory regime for takeovers of listed companies, covering important rules such as the mandatory bid rule, tender offer rules, disclosure of substantial shareholding, and takeover defences. In evaluating the Chinese...
Persistent link: https://www.econbiz.de/10013236948
Cover Image
Corporate groups : a German's European perspective
Tröger, Tobias - 2014
shareholders and creditors. Hence, if the Commission choses to go down this route it might end up with a comprehensive regulation …
Persistent link: https://www.econbiz.de/10010406185
Cover Image
Investment and Liquidation Incentives Under Solvency Tests and Legal Capital
Wielenberg, Stefan - 2012
The European Union (EU) has been debating for several years whether to change from the legal capital regime as regulated under the Second Company Law Directive to a solvency test regime as applied in the US, for example. Based on an analysis of direct compliance costs and capital maintenance...
Persistent link: https://www.econbiz.de/10013116516
Cover Image
Shareholder Protection in the Case Law of the Court of Justice of the European Union
Szabados, Tamás - 2016
The importance of protection of the rights of shareholders has been acknowledged by the Court of Justice of the European Union in several decisions. The protection of shareholder rights is routinely linked to more than one economic freedom guaranteed by the Treaty on the Functioning of the...
Persistent link: https://www.econbiz.de/10012983601
Cover Image
Stricto Sensu Investor Protection Under the 'MiFID II' : A Systematic Overview of Articles 24-30
Gortsos, Christos - 2018
and must (as MiFID II as a whole) be read in conjunction with Regulation (EU) No 600/2014 “on markets in financial …
Persistent link: https://www.econbiz.de/10012933790