’s proposal for a Regulation of the European Parliament and of the Council “on Markets in Crypto-Assets (…)” (MiCAR), which was … regulatory framework. The nine Sections of the study fully correspond to the Titles of the proposed Regulation. Furthermore, Sub …

In June 2019, the Securities and Exchange Commission (“SEC”) adopted Regulation Best Interest (“Reg BI” or “Final Rule … address the definition of “best interest” in the rule text, nor did the SEC label the new regulation as “Broker … investment adviser’s fiduciary duty and broker-dealers’ practice will be evaluated objectively on the ground of facts and …

appealing to retail investors seeking tax-exempt income. Its regulation has garnered little attention – aside from the market … financial instruments. Quite simply, its regulation has not kept pace with developments in the market. Municipal securities … 1934. And, the Tower Amendment broadly curtails efficient regulation in the municipal securities market. Thus, regulators …

proverbial race between hare and hedgehog in financial regulation and demonstrate how such an approach can be implemented in … proposes to apply regulatory burdens equivalent to prudential banking regulation if the respective transactional structures …

failed to influence — federal securities regulation and state corporate law, and the prospective roles for the EMH in these … contexts. In federal securities regulation, the EMH has offered a theoretical construct to accompany the general belief in the …