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Money laundering has become a phenomenon of financial market regulation. The obligation to identify the ultimate …
Persistent link: https://www.econbiz.de/10013085557
Persistent link: https://www.econbiz.de/10013090340
This paper considers the debate about the "macro-prudential regulation" of finance in the context of a broader view of … dominant families of ideas about finance and its regulation share a failure of institutional imagination. Neoclassical … productive agenda of society. The fourth idea is that the regulation of finance, including what we now call macro …
Persistent link: https://www.econbiz.de/10013092132
The Federal financial regulators who are entrusted with implementing Dodd-Frank and other key financial regulatory initiatives do not routinely conduct economic analysis. This paper looks at the statutory obligations that Federal financial regulators face and the degree to which they useeconomic...
Persistent link: https://www.econbiz.de/10013064769
.This Article explores these developments and the failure of risk regulation to address them. While regulators have lauded the turn …
Persistent link: https://www.econbiz.de/10013070809
Policymakers around the world, including in Europe, increasingly display a tendency to embed risk management into law, for example by mandating risk governance best practices or by requiring firms to have risk management functions in place. Most recently, the European Commission issued a...
Persistent link: https://www.econbiz.de/10013074010
-held, privately-managed investment funds, unregistered and exempt from federal securities regulation. With increasing investor demand …
Persistent link: https://www.econbiz.de/10013001527
SEC's responsibility for the current financial crisis and its potential future role in regulation of the capital markets …, globalization and the growing role of financial intermediaries. This complexity demonstrates the shortcomings of self regulation and …
Persistent link: https://www.econbiz.de/10013160511
The credit crisis that started in the American mortgage subprime market in 2007 is having profound social and economic consequences. In this context, lawmakers, regulators, and commentators have questioned the role of rating agencies in the market turmoil. In light of the critiques, a strong...
Persistent link: https://www.econbiz.de/10013156993
International securities regulation has arrived at the forefront of the country's debate on financial market reform … international regulatory architecture.Yet international securities regulation is poorly understood. Securities scholars … securities regulation as involving what game theoreticians would call an "assurance" game where information sharing through …
Persistent link: https://www.econbiz.de/10013157605