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, policymakers, and the general public about important credit rating agency regulation proposals and their potential impact on … rating agency regulation. It focuses on two areas of primary importance - oversight and accountability - and offers specific …
Persistent link: https://www.econbiz.de/10013158298
nearly every facet of the economy, and as such regulation has motivated a substantial body of academic research. Law and … economics research on regulation has, first, demonstrated the normative justification for governmental intervention in the … marketplace based on the concept of market failure. Second, political economy research on regulation has shown how, as a positive …
Persistent link: https://www.econbiz.de/10012839729
Drawing on financial reporting, institutional, and social psychology theories, we consider whether awareness of SEC scrutiny affects the extent to which managers exercise financial reporting discretion. Because there is a higher probability that the SEC will detect misconduct and impose...
Persistent link: https://www.econbiz.de/10012844687
extraterritorial regulation is appropriate. Although most articles about the Morrison decision focus attention on when the SEC can sue … non-U.S. firms for fraud, this Article addresses an understudied area of financial regulation, namely when the SEC can …
Persistent link: https://www.econbiz.de/10012951972
Financial regulation is a much debated topic for some time. The history of financial instruments started at a time when …. Financial derivatives are a sub species of financial instruments No internationally accepted principles for regulation of … judiciary regarding the regulation of financial instruments in general and financial derivatives in particular. The US, UK and …
Persistent link: https://www.econbiz.de/10012954603
This article, part of the annual ABA survey covering developments within consumer finance, focuses on regulatory developments affecting automobile financing that occurred since the last survey. The most significant federal development was the entry of consent orders between the Bureau of...
Persistent link: https://www.econbiz.de/10012957252
will the Administration of Donald Trump deal with this legacy and the broader questions of financial regulation? How does … regulation rank on the larger list of priorities that includes tax reform, trade, health care and immigration, to name but a few …
Persistent link: https://www.econbiz.de/10012960824
's proposal for a Regulation of the European Parliament and the Council, whose objective is to lay down a general framework for … proposed Regulation (Sub-section 2).(2) Section B addresses the proposed Regulation's subject matter and scope, as well as the …) Section C analyses Articles 4-8 of the proposed Regulation concerning:• the eligibility and composition of the underlying …
Persistent link: https://www.econbiz.de/10012911693
Congress is changing, comparing the main legislations intended to revise the macroprudential regulation, which were primarily …
Persistent link: https://www.econbiz.de/10012895960
The working hypothesis of international financial regulation is that it should be globally harmonized. This paper … of systemic risk measurement and regulation. The thesis is informed by what I consider two key lessons from the recent … global financial crisis. The first lesson is that, when business strategies that internationally-harmonized regulation …
Persistent link: https://www.econbiz.de/10012896449