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measures to ensure transparency and accountability. On the whole it can be seen that the derivative regulation is more focused … securities in bearer form have already become the back bone of International Economy.Regulation of Financial Derivatives has a … regulation in the United States as well as in India is essentially a hybrid of "institutional" and "functional" regulation. Some …
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implementing regulation two key procedural mechanisms: (1) a requirement of automatic subsequent review and reconsideration of the …
Persistent link: https://www.econbiz.de/10013113238
regulation by requiring more than twenty federal agencies to promulgate nearly 400 new rules. Scholars, regulated entities …
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rethinking of regulatory approaches. But the regulation of payment services defies this narrative. Its technology and business … payments ecosystem sort into technology and business-model neutral categories, each subject to roughly equivalent regulation …, in service of roughly equivalent objectives. That neutrality makes existing payments regulation more durable in the face …
Persistent link: https://www.econbiz.de/10012894467
Congress is changing, comparing the main legislations intended to revise the macroprudential regulation, which were primarily …
Persistent link: https://www.econbiz.de/10012895960
Prior scholarship advocates for international harmonization of financial regulation as a solution to the problem of … that financial institutions relocate following regulation, while also deeply qualifying claims that effective regulation … requires international harmonization. Using experience from swap markets following the Dodd-Frank Act, this paper provides the …
Persistent link: https://www.econbiz.de/10012898198
engaged in a type of securities regulation that few scholars have acknowledged, let alone evaluated. Specifically, during … opportunities that temporary rules may create for furthering the cause of more effective regulation. This Article seeks to …
Persistent link: https://www.econbiz.de/10013238175
gaps or deficiencies in the regulation of broker-dealers and investment advisers. These firms often perform similar …
Persistent link: https://www.econbiz.de/10012949826
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