debate on regulating mobile-first investing apps and largely opposes paternalistic regulation, which would raise … unsurmountable barriers at the entrance of the stock market for retail investors. But it concedes to a form of regulation that in …

and to show that they plausibly meet a cost-benefit test. It recently proposed Regulation Best Interest (RBI) to replace …

-held, privately-managed investment funds, unregistered and exempt from federal securities regulation. With increasing investor demand …

frame work for regulation of financial derivatives …

On January 10, 2017, less than nine months after the General Data Protection Regulation (GDPR) was adopted by the … European Union, the European Commission issued its proposal for a new ePrivacy Regulation. In analyzing this new proposal, this … Regulation, including its broad territorial scope, its material scope, its interface with the GDPR, as well as provisions on …

securities regulation that had protected investors and their marketplace since the end of the Great Depression. This essay … author concludes that this reallocation of regulatory responsibility will realign the dual system of securities regulation to …

Exchange Commission to seek legislation to preempt states from concurrent regulation. Currently, the preemption issue is being … judicial, congressional, and executive recognition that has been extended to the states in the field of securities regulation …. After reviewing these sources of support for state regulation, a response is made to the claim that duplication and the …

duplicative coverage argument. The author also questions the argument that capital formation is impeded by merit regulation …, providing evidence that states with reputations for strict merit regulation have not experienced adverse effects on capital … formation. Although he recognizes the utility of the merit regulation debate, the author concludes by acknowledging the positive …