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The Use of IP Backed Securitizations under the Spanish Regulation : Perspectives for the Future

Marti, Vicens - 2015

The issuance of securities backed by assets is not new. However, its application to IP rights is still challenging as it has been evidenced by the David Bowie bonds or the more recent case of Patent Royalty Pharma. The purpose of the paper is to examine securitization, how it has been combined...

Persistent link: https://www.econbiz.de/10014217843

Digital Asset Innovations and Regulatory Fragmentation : The SEC versus the CFTC

Guseva, Yuliya; Hutton, Irena - 2022

innovations. Although justified and necessary, this systems-based strategy discounts the reality that U.S. financial regulation is … reaction to regulation may be explained by who enforces substantive law (the CFTC or the SEC). We provide theoretical … explanations and underscore that, while U.S.-led enforcement is generally viewed as costly, some types of regulation may have the …

Persistent link: https://www.econbiz.de/10014236401

Robinhood’s Threat to Sue the SEC Over Broker-Inducement Regulation Unlikely to Succeed

Verret, J. W. - 2021

This article considers a rulemaking effort underway at the Securities and Exchange Commission to regulate the conflicts of interest that result when brokers send client orders to venues that pay the broker a fee in exchange for routing to them. These payments for order flow or rebates present a...

Persistent link: https://www.econbiz.de/10013312047

Financial Regulation, Corporate Governance, and the Hidden Costs of Clearinghouses

Saguato, Paolo - 2022

Clearinghouses are systemic nodes in financial markets that handle trillions of dollars’ worth of transactions. Yet, these critical market infrastructures stand on fragile foundations. The Dodd-Frank Wall Street Reform Act of 2010, the sweeping financial reform that followed the 2008 financial...

Persistent link: https://www.econbiz.de/10014361940

Regulating Financial Sector Incentive Compensation a Decade after Dodd-Frank

Madden, Thomas M. - 2023

This article ushers three normative arguments grounded in justice theory leading to the recommendation of key reforms of financial sector incentive compensation which six federal financial regulatory bodies have failed to promulgate since mandated by Dodd-Frank § 956(b) back in 2010

Persistent link: https://www.econbiz.de/10014362343

Fintech Regulation in the Catawba Digital Economic Zone

Bell, Tom W. - 2023

Regulation to regulate the issuance of new rules; a Digital Assets Regulation legally defining Blockchain, Non-Fungible Token …

Persistent link: https://www.econbiz.de/10014349518

A Regulatory Budget for the Public Company Accounting Oversight Board

Verret, J. W. - 2022

The Public Company Accounting Standards Board (PCAOB) was created by the Sarbanes–Oxley Act (SOX) in 2002 in response to the Enron and WorldCom auditing scandals. The PCAOB regulates the $20 billion annual auditing industry, which itself provides assurance for the financial integrity of $27...

Persistent link: https://www.econbiz.de/10013406046

Development and imporvement of business higher education through implementation of Students Learning Outcomes Asessment Plan (SLOAP)

Ivanovski, Zoran; Milenkovski, Ace; Ivanovska, Nadica; … - In: UTMS journal of economics / University of Tourism and … 4 (2013) 1, pp. 1-16

This study presents new vision how to upgrade business higher education at the Faculty of Economics at University of Tourism and Management in Skopje (UTMS). This paper is result of analyses of best practices of leading higher education institutions as well authors experience in higher education...

Persistent link: https://www.econbiz.de/10009786047

Use of Bloomberg Professional in support of finance and economics teaching

Sharma, Abhijit - In: Cogent economics & finance 3 (2015) 1, pp. 1-13

This paper evaluates the use of specialist software within university trading rooms in order to enable students to experience a simulated environment which allows them to gain an appreciation of "real life" decision-making within the finance and banking industry and become familiar with...

Persistent link: https://www.econbiz.de/10011450034

The Effect of Hybrid Lecture Delivery on Learning Outcomes in an MBA Course

Harmon, Oskar R. - 2013

The consensus of studies of undergraduate principles of economics is that the online format is inferior to the traditional lecture format. However in the handful of studies of principles taught at the MBA level the evidence tilts to the conclusion of no significant difference. This study...

Persistent link: https://www.econbiz.de/10013081931