This is a chapter for a forthcoming volume Oxford Handbook of Financial Regulation (Oxford University Press 2014) (eds …. Eilís Ferran, Niamh Moloney, and Jennifer Payne). It provides an overview of EU financial regulation from the first banking … the accommodation of cross-border capital flows and their regulation necessarily require an orchestration of the …

implementing regulation two key procedural mechanisms: (1) a requirement of automatic subsequent review and reconsideration of the …

, policymakers, and the general public about important credit rating agency regulation proposals and their potential impact on … rating agency regulation. It focuses on two areas of primary importance - oversight and accountability - and offers specific …

Financial regulation is a much debated topic for some time. The history of financial instruments started at a time when …. Financial derivatives are a sub species of financial instruments No internationally accepted principles for regulation of … judiciary regarding the regulation of financial instruments in general and financial derivatives in particular. The US, UK and …

relationships adequately in the regulatory framework. This paper analyzes the German regulation of crowdinvesting and finds that it …

significant reform of their financial infrastructure to facilitate regulation in accordance with this change in regulatory theory … article argues that there are a number of areas where the Australian approach could be enhanced by regulation that has at its …

.S. financial regulation: (i) enactment is invariably crisis driven, adopted at a time when there is a paucity of information … Law” of U.S. financial regulation. The ensuing one-way regulatory ratchet generated by repeated financial crises has … experimentation to financial regulation. The use of those techniques, properly implemented, advances means-ends rationality, by better …