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regulation by requiring more than twenty federal agencies to promulgate nearly 400 new rules. Scholars, regulated entities …
Persistent link: https://www.econbiz.de/10013083242
This article looks at New Zealand's conduct of business rules for financial advisers. It compares New Zealand's rules to conduct of business rules applicable in the United Kingdom and Australia. There are major respects in which New Zealand's conduct of business rules fall behind best practice,...
Persistent link: https://www.econbiz.de/10012999354
implementing regulation two key procedural mechanisms: (1) a requirement of automatic subsequent review and reconsideration of the …
Persistent link: https://www.econbiz.de/10013113238
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rethinking of regulatory approaches. But the regulation of payment services defies this narrative. Its technology and business … payments ecosystem sort into technology and business-model neutral categories, each subject to roughly equivalent regulation …, in service of roughly equivalent objectives. That neutrality makes existing payments regulation more durable in the face …
Persistent link: https://www.econbiz.de/10012894467
Congress is changing, comparing the main legislations intended to revise the macroprudential regulation, which were primarily …
Persistent link: https://www.econbiz.de/10012895960
Prior scholarship advocates for international harmonization of financial regulation as a solution to the problem of … that financial institutions relocate following regulation, while also deeply qualifying claims that effective regulation … first empirical evidence that financial institutions migrate in response to derivatives regulation. This paper shows that U …
Persistent link: https://www.econbiz.de/10012898198
engaged in a type of securities regulation that few scholars have acknowledged, let alone evaluated. Specifically, during … opportunities that temporary rules may create for furthering the cause of more effective regulation. This Article seeks to …
Persistent link: https://www.econbiz.de/10013238175
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