Meshulam, Deborah; Ramos, Louis; Klein, Benjamin - In: Journal of Investment Compliance 19 (2018) 2, pp. 5-7
Purpose: The purpose of this review is to unpack 2017-2018 US Securities and Exchange Commission (SEC) whistleblower developments and trends. Design/methodology/approach: This paper draws on statistics in the SEC’s 2017 Annual Report to Congress on the Whistleblower Program and examines...