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Conjuring Systemic Risk Through Financial Regulation by SADC Central Banks

Zongwe, Dunia - 2011

Bank Model Law within the overall frame of regional financial integration and enhanced risk regulation in the financial … describes the Model Law's specific tools for conjuring that risk. The significance of risk regulation is underscored by recent …

Persistent link: https://www.econbiz.de/10013123496

Complete Regulatory Overhaul of China's Capital Market Underway

Sekine, Eiichi - 2011

The China Securities Regulatory Commission plans to establish new laws and regulations, as well as revise existing laws, governing the creation of OTC markets, mutual funds, futures transactions, the oversight of listed companies, and a judiciary system. This process of establishing a legal...

Persistent link: https://www.econbiz.de/10013124451

由經濟觀點論金融市場上以衍生性商品進行市場投機之管制 (Regulation of Speculation in the Financial Market : Focusing on Derivative Instruments)

Chen, Christopher C. - 2011

certain degree of direct product regulation in order to clarify terms of relevant derivative contracts and the rights and …

Persistent link: https://www.econbiz.de/10013125643

Accountability in Prudential Regulation of Financial Markets : A Response to HM Treasury’s 2011 Consultation Paper, ‘A New Approach to Financial Regulation’

Dorn, Nicholas - 2011

Financial Regulation' comes from Nicholas Dorn, an academic (see annex). The focus of the response is on accountability to … Parliament of all aspects of prudential (systemic) regulation. Consideration should be given to direct reporting to Parliament in … respect of all aspects of prudential regulation, including regulation of market infrastructure. Routing this relationship …

Persistent link: https://www.econbiz.de/10013126081

Financial Incentives for Whistleblowers in European Capital Markets Law? Legal Policy Considerations on the Reform of the Market Abuse Regime

Fleischer, Holger - 2012

The European Commission has recently released a Proposal for a Regulation on market abuse, to increase investor …

Persistent link: https://www.econbiz.de/10013099274

Securities and Exchange Board of India and the Indian Capital Markets - A Survey of the Regulatory Provisions

Sabarinathan, G. - 2012

securities market. The paper traces the evolution of regulation of two of the more important aspects of the securities market … critically examine the field of securities regulation in India under the supervision of SEBI …

Persistent link: https://www.econbiz.de/10013100221

Regulating for Financial System Development, Financial Institutions Stability, and Financial Innovation

Mason, Joseph R. - 2012

The issues in today's crisis – and indeed in the most important crises, historically – can best be understood as a manifestation of asymmetric information in an environment of rapid financial innovation. The present paper reviews the asymmetric information and financial innovation frameworks...

Persistent link: https://www.econbiz.de/10013104093

Financial Regulation and the Current Account

Lanau, Sergi - 2012

This paper examines the relationship between financial regulation and the current account in an intertemporal model of … the current account where financial regulation affects the current account through liquidity constraints. Greater … tested with an interacted panel VAR model where the coefficients are allowed to vary with the degree of financial regulation …

Persistent link: https://www.econbiz.de/10013107071

Governing Financial Markets : Regulating Conflicts

Johnson, Kristin N. - 2013

clearing counterparties (CCPs) and their contributions to the regulation of financial markets. To address this gap in the … literature, this Article sketches the contours of the theory that frames regulation within financial institutions and across …

Persistent link: https://www.econbiz.de/10013083572

Financial Regulation and Supervision in Croatia

Prohaska, Zdenko - 2013

There is a trend towards integration of financial regulation and supervision in Europe and in developed overseas … examined in detail. There are a number of different models of the institutional structure of financial regulation and … overlapping and insufficient regulation are becoming more complex by the development of Croatian financial sector. Although banks …

Persistent link: https://www.econbiz.de/10013084633